News Centre

Hong Kong Securities And Futures Commission Issues Restriction Notice To China International Capital Corporation Hong Kong Securities Limited

Date 08/12/2023

The Securities and Futures Commission (SFC) has issued a restriction notice to China International Capital Corporation Hong Kong Securities Limited (CICC), prohibiting it from dealing with or processing certain assets held in a client account which is related to suspected insider dealing.

CFFEX: Notice On Listing Of New China Government Bond Futures Contracts

Date 08/12/2023

• The TF2409 5-year China government bond futures contract is scheduled to be listed on December 11, 2023 at the listing benchmark price of RMB 101.725.
• The T2409 10-year China government bond futures contract is scheduled to be listed on December 11, 2023 at the listing benchmark price of RMB 101.865.
• The TS2409 2-year China government bond futures contract is scheduled to be listed on December 11, 2023 at the listing benchmark price of RMB 100.974.
• The TL2409 30-year China government bond futures contract is scheduled to be listed on December 11, 2023 at the listing benchmark price of RMB 99.33.

Unveiling The JPX Prime 150 Index Logo

Date 08/12/2023

On July 3, 2023, JPX Market Innovation & Research, Inc. introduced the new "JPX Prime 150 Index" an index that focuses on value creation, and recently unveiled its logo.

Summary Of Results Of The Launch Event For Japan’s Impact Consortium

Date 08/12/2023

As the importance of environmental and social issues such as climate change and the declining birthrate and aging population increases, the support for businesses that contribute to resolving these issues has become an urgent task.

Circular On Self-Regulatory Measures Taken By CFFEX In November 2023

Date 08/12/2023

To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in November 2023.

Shanghai Futures Exchange: Notice On Investigation And Penalties For Violations Of Relevant Rules And Regulations In November 2023

Date 08/12/2023

Shanghai Futures Exchange (hereinafter referred to as “The Exchange”) has been on continuous efforts in investigating and penalizing violations of relevant rules and regulations, so as to strengthen the risk management of the futures market, regulate the futures trading activities and protect the legitimate rights and interests of futures market participants.

Japan Securities And Exchange Surveillance Commission: Recommendation For Administrative Monetary Penalty Payment Order For Market Manipulation In Shares Of PACIFIC METALS CO., LTD. And Other Securities By An Individual Residing Abroad

Date 08/12/2023

1. Contents of the Recommendation

The Securities and Exchange Surveillance Commission, today, made a recommendation to the Prime Minister and the Commissioner of the Financial Services Agency that an administrative monetary penalty payment order be issued in regard to market manipulation in shares of PACIFIC METALS CO., LTD. and other securities by an individual residing abroad pursuant to Article 20(1) of the Act for Establishment of the Financial Services Agency. This recommendation is based on the findings of an investigation into market manipulation, whereby the following violation of laws and ordinances was identified.

CFFEX: Notice On Issues Related To The Delivery Of Equity Index Futures And Options Contracts

Date 08/12/2023

Pursuant to the Trading Rules of China Financial Futures Exchange and relevant detailed implementation rules, the last trading day of a CSI 300 Index futures, SSE 50 Index futures, CSI 500 Index futures, CSI 300 Index options, CSI 1000 Index futures, CSI 1000 Index options, and SSE 50 Index options contract is the third Friday of the expiry month. Where the last trading day is a public holiday or trading of that contract is suspended on that day for extraordinary situations or other reasons, the last trading day shall be postponed to the following trading day. Accordingly, the last trading day of IF2312, IH2312, IC2312, IO2312(CSI 300 Index options contracts expiring in December 2023), IM2312,MO2312(CSI 1000 Index options contracts expiring in December 2023),and HO2312(SSE 50 Index options contracts expiring in December 2023) is December 15, 2023.

ASIC: ANZ To Pay $900,000 Penalty For Continuous Disclosure Failure

Date 08/12/2023

The Federal Court has today ordered Australia and New Zealand Banking Group Limited (ANZ) to pay a penalty of $900,000 for breaching its continuous disclosure obligation during a $2.5 billion institutional share placement in 2015.

New Zealand Financial Markets Authority Makes Permanent Stop Order Against David McEwen And Entities Associated With Him

Date 08/12/2023

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has made a permanent stop order against David Elgar McEwen and entities associated with him (McEwen and Associates).