FTSE Mondo Visione Exchanges Index:
News Centre
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Date 07/09/2011
FINRA Fines Five Broker Dealers For Improper Handling Fees - Firms Understated Commissions By Mischaracterizing Portion Of Charges As Handling Fees
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined five broker-dealers for understating the amount of total commissions charged to customers in trade confirmations and on fee schedules by mischaracterizing a portion of the commission charges as fees for handling services. With respect to each of these firms, the handling fees were designed to serve as a source of additional transaction based remuneration for the firm and thus were far in excess of the cost of the handling-related services the firms provided.
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Date 07/09/2011
TMX Group Equity Financing Statistics – August 2011 - Toronto Stock Exchange, TSX Venture Exchange
TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for August 2011.
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Date 07/09/2011
Statement By SEC Chairman Mary L. Schapiro On Proxy Access Litigation
The Securities and Exchange Commission today confirmed that it is not seeking rehearing of the decision by the U.S. Court of Appeals in Washington, D.C. vacating a Commission rule, Rule 14a-11, which would have required companies to include shareholders' director nominees in company proxy materials in certain circumstances. Nor will the SEC seek Supreme Court review.
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Date 07/09/2011
Athens Exchange Monthly Statistical Bulletin August 2011
Click here to download Athens Exchange's monthly statistical bulletin for August 2011.
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Date 07/09/2011
Ashmore Group And Bunzl To Join FTSE 100 Index
FTSE Group (“FTSE”) confirms today that investment management firm, Ashmore Group (ASHM.L) and specialised distribution group, Bunzl (BNZL.L) will be joining the FTSE 100 Index. In the rebalance, Wood Group (WG.L) and 3i Group (III.L) will leave the UK’s leading index and enter the FTSE 250 Index.
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Date 07/09/2011
XTB Selects SunGard's Hosted Solutions For Warsaw Stock Exchange Connectivity
XTB, a leading Central and Eastern Europe brokerage firm based in Poland, has selected SunGard’s Valdi suite of integrated market data, risk management and trading solutions to connect to the Warsaw Stock Exchange (WSE). XTB also plans to connect to the SunGard Global Network (SGN), an international order routing and market data network that links more than 2,500 asset managers and brokers.
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Date 07/09/2011
FTSE Italia Index Series Review - September 2011
The FTSE Italia Joint Executive Group has approved the following changes to the FTSE Italia Index Series which will become effective after the close of business on Friday, 16 September 2011 (i.e. on Monday, 19 September 2011).
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Date 07/09/2011
Athens Exchange Derivatives Market Monthly Statistical Bulletin August 2011
Click here to download Athens Exchange Derivatives Market monthly statistical bulletin for August 2011.
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Date 07/09/2011
The Options Industry Council And OCC Announce Formal Name Change Of Investor Services Resource
The Options Industry Council (OIC) and OCC announced today the renaming of their popular Call Center, also commonly referred to as the Help Desk, to Investor Services.
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Date 07/09/2011
The Egyptian Exchange (EGX) Monthly Statistical Report August 2011
Total number of listed companies on the main market amounted to 214 at the end of August 2011. Meanwhile, the number of listed companies on Nilex reached 20 at the end of August 2011.
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