FTSE Mondo Visione Exchanges Index:
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Date 27/09/2011
SEC: Kara Novaco Brockmeyer Named Chief Of FCPA Unit
The Securities and Exchange Commission’s Division of Enforcement announced today that Kara Novaco Brockmeyer has been named Chief of its national specialized Foreign Corrupt Practices Act Unit that focuses on violations of the anti-bribery provisions of the federal securities laws.
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Date 27/09/2011
SEC Charges RBC Capital Markets In Sale Of Unsuitable CDO Investments To Wisconsin School Districts - Firm Agrees To Pay $30.4 Million To Settle Charges
The Securities and Exchange Commission today charged RBC Capital Markets LLC for misconduct in the sale of unsuitable investments to five Wisconsin school districts and its inadequate disclosures regarding the risks associated with those investments.
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Date 27/09/2011
SEC To Publish For Public Comment Updated Market-Wide Circuit Breaker Proposals To Address Extraordinary Market Volatility
The Securities and Exchange Commission today announced that the national securities exchanges and the Financial Industry Regulatory Authority (FINRA) are filing proposals to revise existing market-wide circuit breakers that are designed to address extraordinary volatility across the securities markets. When triggered, these circuit breakers halt trading in all exchange-listed securities throughout the U.S. markets.
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Date 27/09/2011
ESMA Publishes The Responses Received To The Consultation On ESMA's Draft Technical Advice To The European Commission On Possible Implementing Measures Of The Alternative Investment Fund Managers Directive In Relation To Supervision And Third Countries
Click here to view the responses received to the Consultation on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries.
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Date 27/09/2011
FTSE Licences Kuwait Stock Exchange With The Industry Classification Benchmark (ICB)
FTSE Group (“FTSE”), the award winning global index provider, today announces that the Kuwait Stock Exchange (“KSE”) has selected the widely-used global standard - Industry Classification Benchmark (ICB) – as their chosen classification system. The introduction of the internationally acclaimed ICB opens up the doors to a range of new sector-based investment strategies within exchange-based and wider investment products and services for domestic investors.
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Date 27/09/2011
Marex Spectron Appoints Kevin Maloney As COO In North America
Marex Spectron today announced that Kevin Maloneyhas joined the firm as COO of Marex Spectron North America, jointly reporting to Hunter Baldwin inthe New York Office and Steve Sparke Global COO in London.
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Date 27/09/2011
RTS Indices Weekly Review
Weekly review: September 19 - 23, 2011 (pdf, 236 Кб)
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Date 27/09/2011
RTS Realtime Systems Fortifies Presence In Asia Pacific - New Singapore Data Center, Appointments Of MD And Sales Director, 40+ Staff In Asia To Foster Growth
RTS Realtime Systems Group, a leading global trading solutions provider, announced today that it has successfully fortified its presence throughout Asia with several new developments, following the firm’s recent expansion into India. RTS just hired a new leadership team for the Asia Pacific region, further increased investments in staff and technology, and completed development of its first Asian-based data center, which will open in Singapore in October.
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Date 27/09/2011
RTS Group Weekly Trading Results
Weekly Trading Results: September 19 - 23, 2011 (pdf, 414 Кб)
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Date 27/09/2011
London Stock Exchange: 25 Year Big Bang Anniversary - Marks End Of Traditional Physical Trading Floor - In Aid Of Three Benefitting Charities
This October marks 25 years since the Big Bang changed the face of the City forever. It marked the end of the traditional physical trading floor where traders operated on the London Stock Exchange, in favour of electronic dealing which progressed into the modern trading systems in use today.
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