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TMX Group Equity Financing Statistics – November 2012 - Toronto Stock Exchange, TSX Venture Exchange

Date 06/12/2012

TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for November 2012.
NYSE Euronext Quarterly Review BEL-Index Family

Date 06/12/2012

NYSE Euronext (NYX) announces the results of the quarterly review for the BEL 20®, BEL Mid® and BEL Small® indices. The decisions taken today will take effect from Monday December 24^th, 2012.
SEC, FINRA Issue New Investor Alert: Year-End Investment Considerations For Individual Investors

Date 06/12/2012

The SEC's Office of Investor Education and Advocacy and the Financial Industry Regulatory Authority (FINRA) have issued a new Investor Alert called Year-End Investment Considerations for Individual Investors. This new alert provides individual investors with a few suggestions for year-end investment planning as the year draws to a close.
İstanbul Menkul Kıymetler Borsası (İMKB) Equıty Repo Market Starts Operatıons On December 7,2012

Date 06/12/2012

İstanbul Menkul Kıymetler Borsası (İMKB) Equity Repo Market will start operations on December 7, 2012.
Rising Regulatory Pressures And Data-Driven Approach To Oversight Top Key Concerns For Financial Organizations Next Year - Wolters Kluwer Financial Services’ Experts Say Proactive Efforts Around Compliance, Risk, Finance And Audit Critical To Organizations’ Success In 2013

Date 06/12/2012

Financial organizations across the globe encountered increased regulatory pressure in 2012 as more visibility and scrutiny were placed on the areas of compliance, risk, finance and audit. According to the experts at Wolters Kluwer Financial Services, that pressure is only likely to build in 2013.

CFTC Charges Ray Thomas Brown With Fraud, Misappropriation, And Registration Violations In Operating Two Commodity Pool Scams - Court Enters Order Freezing Brown’s Assets And Protecting Books And Records

Date 06/12/2012

Financial organizations across the globe encountered increased regulatory pressure in 2012 as more visibility and scrutiny were placed on the areas of compliance, risk, finance and audit. According to the experts at Wolters Kluwer Financial Services, that pressure is only likely to build in 2013.
ICAP’s Charity Day Raises A Total Of £100 Million Worldwide Since 1993

Date 06/12/2012

ICAP (IAP.L), the world’s leading interdealer broker and provider of post trade risk and information services, has raised £11 million worldwide on its 20th annual Charity Day, held yesterday. This brings the total amount raised through ICAP Charity Day, which started in 1993, to more than £100 million.
Ljubljana Stock Exchange Monthly Statistical Report November 2012

Date 06/12/2012

Please click here to download the LJSE monthly statistical report for November 2012.
Palestine Exchange Investor Monthly Newsletter Issue #32, November 2012

Date 06/12/2012

Click here to download Palestine Exchange Investor Monthly Newsletter Issue #32, November 2012.
The Shanghai Futures Exchange (SHFE) And The Center For Copper And Mining Studies Of Chile (CESCO) Jointly Launched The Gala Dinner For The First Edition Of Asia Copper Week (ACW)

Date 06/12/2012

On November 29, the gala dinner for the first edition of Asia Copper Week (ACW), jointly held by the Shanghai Futures Exchange (SHFE) and the Center for Copper and Mining Studies of Chile (CESCO), was held in Shanghai. Shanghai vice mayor Tu Guangshao attended the dinner. Yang Maijun, Board Chairman of the SHFE also participated and made speeches during the event.