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  • Regulatory Announcement - SGX Forms Working Committee To Review Listing Rules

    Date 19/02/2013

    Singapore Exchange (SGX) wishes to inform that since its ‘Proposed review of listing manual’ announcement on 3 August 2012, a Working Committee has been established to conduct a comprehensive review of the listing manual to enhance the robustness, efficacy and relevance of the listing framework in Singapore.  The Working Committee has commenced its review to identify areas of possible enhancements to strengthen Singapore’s attractiveness as a capital market.

  • FINRA Fines Five ING Firms $1.2 Million For Email Retention And Review Violations

    Date 19/02/2013

    The Financial Industry Regulatory Authority (FINRA) announced today that it has fined five affiliates of ING $1.2 million for failing to retain or review millions of emails for periods ranging from two months to more than six years. The five firms, indirect subsidiaries of ING Groep N.V., are Directed Services, LLC; ING America Equities, Inc.; ING Financial Advisers, LLC; ING Financial Partners, Inc.; and ING Investment Advisors, LLC.

  • Nordic And German Broker-Dealers And FESE Sign Joint Letter Against OTF For Equities

    Date 19/02/2013

    Joint letter sent to the Irish Presidency with a copy to Commissioner Barnier and MEP Markus Ferber to draw their attention to some major concerns we have with the current direction of the MiFID/R discussions on the Organised Trading Facility (OTF) trading venue category for equities in Council 

  • Hart-Scott-Rodino Act Waiting Period Expires For IntercontinentalExchange Acquisition Of NYSE Euronext

    Date 19/02/2013

    IntercontinentalExchange (NYSE: ICE) and NYSE Euronext (NYSE: NYX) today announced the expiration of the waiting period under the Hart-Scott-Rodino (HSR) Antitrust Improvements Act in connection with the proposed combination of the two companies. The waiting period expired Friday, February 15.

  • ICAP Launches i-Swap In The US

    Date 19/02/2013

    ICAP (IAP.L), the world’s leading interdealer broker and provider of post trade risk and information services, announces that it launched i-Swap, its electronic interest rate derivative platform in the US for trading of US Dollar (USD) interest rate swaps (IRS) on Friday, 15 February. Barclays, B of A Merrill Lynch, Citi, Deutsche Bank and J.P. Morgan are supporting i-Swap by providing streaming prices. An additional 30 banking and investing institutions have access to trading on the platform. Initial levels of participation on the platform were encouraging and are expected to increase over the course of the coming weeks and months.