News Centre

ADX Meets Custodians To Discuss Development Of DVP

Date 23/04/2013

Abu Dhabi Securities Exchange (ADX) held a meeting today with the custodian members to discuss the developments targeting the implementation of a new enhancement of Delivery Versus Payment (DvP) process which the Abu Dhabi exchange plans to put into operation from the trading date of May 5^th, 2013.

Continuous Disclosure: Guidance Note 8 Rewrite - Speech Delivered By Belinda Gibson, Deputy Chairman, And John Price, Commissioner, Australian Securities And Investments Commission At The ASX Forum, 22 And 29 April 2013.

Date 23/04/2013

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Shanghai Stock Exchange Rushes Into Earthquake Relief

Date 23/04/2013

The Shanghai Stock Exchange (SSE) immediately launched an emergency scheme at 8:45 a.m. after the earthquake strike in Lushan County, Sichuan Province on April 20. As required by the scheme, the SSE’s personnel related to listed company regulation, member service, technical support and communication guarantee earnestly fulfilled their duties, paid high attention to the development of the earthquake and organized a donation activity for the quake-stricken areas.

Five Leaders In Global Capital Markets Join DTCC's Board Of Directors

Date 22/04/2013

The Depository Trust & Clearing Corporation (DTCC) today announced the addition of five highly regarded and recognized leaders in global finance to its Board of Directors.

SEC: George Canellos And Andrew Ceresney Named Co-Directors Of Enforcement

Date 22/04/2013

The Securities and Exchange Commission today announced that Acting Director George Canellos and former federal prosecutor Andrew Ceresney have been named Co-Directors of the Division of Enforcement.

Peter Tierney Joins DTCC As Regional Head Of Asia, DTCC Deriv/SERV

Date 22/04/2013

The Depository Trust & Clearing Corporation (DTCC) today announced the appointment of Peter Tierney as Regional Head of Asia, DTCC Deriv/SERV LLC.

SIFMA Statement On Marketplace Fairness Act

Date 22/04/2013

SIFMA today released the following statement from Acting President and CEO Kenneth E. Bentsen, Jr. ahead of Senate consideration of the Marketplace Fairness Act.

SEC Announces Agenda For May 1 Meeting Of Advisory Committee On Small And Emerging Companies

Date 22/04/2013

The Securities and Exchange Commission today announced the agenda for a meeting of its Advisory Committee on Small and Emerging Companies on Wednesday, May 1.

Statement By US Treasury Secretary Jacob J. Lew At The International Monetary Financial Committee (IMFC) Meeting

Date 22/04/2013

This is not a time for complacency. Tail risks have receded recently, but global growth remains weak, and unemployment is still too high. Strengthening global demand is imperative and must be at the top of our agenda. Much more needs to be done to promote effective global rebalancing, which requires stronger demand in surplus countries and continued progress toward greater exchange rate flexibility, as well as continued efforts in deficit countries to raise national saving.

Susan Axelrod Named FINRA's Executive Vice President Of Regulatory Operations

Date 22/04/2013

The Financial Industry Regulatory Authority (FINRA) announced today that Susan Axelrod will become FINRA's Executive Vice President of Regulatory Operations. In this role, Axelrod will oversee Enforcement, the Office of Fraud Detection and Market Intelligence and Member Regulation (Sales Practice, Risk Oversight and Operational Regulation and Shared Services). Axelrod previously was the head of FINRA's Member Regulation Sales Practice area. Mike Rufino, Chief Operating Officer of Member Regulation – Sales Practice, will assume the role of acting head of the Sales Practice group.