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ICAP Full-Year Results For The Year Ended 31 March 2013

Date 14/05/2013

ICAP plc (IAP.L), the world's leading interdealer broker and provider of post trade risk and information services, today announced its audited results for the year ended 31 March 2013.
Shanghai Futures Exchange: Launch Of Trade Orders FOK & FAK

Date 14/05/2013

This is to notify you that the Exchange will launch Fill-or-K ill (FOK) orders and Fill-and-Kill (FAK) orders into the trading system on June 7, 2013.
NZX Expands Global Reach Through BT Radianz Services

Date 14/05/2013

BT and NZX today announced that the New Zealand market operator's trading and market data services will now be accessible to members of the BT Radianz Cloud community. Responding to increased demand from domestic and international markets, this move will make it easier and faster for global investors to access NZX services.
Notice Of Soliciting Public Opinions On "Shanghai Stock Exchange Measures (Draft) For Disciplinary Sanctions And Regulatory Measures”

Date 14/05/2013

The Shanghai Stock Exchange (SSE) has formulated the “SSE Measures (Draft) for Disciplinary Sanctions and Regulatory Measures”, in a bid to standardize the SSE’s self-regulation and supervision, enhance the transparency of its regulation, and protect legal rights and interests of investors. The SSE hereby solicits public opinions on the draft above.
Speech By Song Liping, President & CEO Of Shenzhen Stock Exchange At The Brokerage Innovation Conference 2013

Date 14/05/2013

Since the first Brokerage Innovation Conference last year, SZSE has been promoting market reform and innovation. I would like to focus on some of our experience in participating in market innovation and development over the past years.

DTCC Celebrates 40th Anniversary Of Depository Operations And Showcases New Brand Identity -“Securing Today. Shaping Tomorrow Reflects DTCC’s History Of Safeguarding The Financial System And Continued Commitment To Deliver Innovative Solutions To The Global Financial Markets

Date 14/05/2013

Marking 40 years of service to the financial industry, The Depository Trust & Clearing Corporation (DTCC) has launched a new corporate brand positioning line – Securing Today. Shaping Tomorrow.^SM which supports the strategic vision of the company and complements its new visual identity.
TMX Group Announces Election Of Directors

Date 14/05/2013

TMX Group today announced that the nominees listed in the management proxy circular for the 2013 Annual and Special Meeting of Shareholders were elected as directors of TMX Group Limited.
CFTC Charges Global Precious Metals Trading Company And Michael Ghaemi Of Coral Gables, Florida With Fraudulent Precious Metals Scheme

Date 13/05/2013

The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Defendants Global Precious Metals Trading Company, LLC (GPMT) of Coral Gables, Florida, and its owner Michael Ghaemi, who resides in Miami, Florida. The CFTC’s Complaint charges that, since July 2011, the Defendants solicited and accepted more than $800,000 from approximately nine U.S. customers in connection with illegal off-exchange retail commodity transactions and then misappropriated virtually all of the customers’ funds.
Safeguarding Customer Data – Statement From Daniel L. Doctoroff, CEO And President, Bloomberg L.P.

Date 13/05/2013

Since our founding more than 30 years ago, the proper safeguarding of customer data has been a central tenet of Bloomberg’s culture.
CFTC: Federal Court Orders Ohioans Kevin And Keelan Harris, Canada-Based Karen Starr, And Their Companies, Complete Developments, LLC And Investment International Inc., To Pay Over $23 Million For Fraud In Foreign Currency Ponzi Scheme

Date 13/05/2013

The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Judgment requiring Defendants Kevin Harris, Keelan Harris, Complete Developments, LLC (CDL), andInvestment International Inc. (a/k/a/ I3), all of Warren, Ohio, and Karen Starr of Barrie, Ontario, Canada, collectively to pay restitution and civil monetary penalties of over $23 million for solicitation fraud and misappropriation in connection with operating a multi-million dollar off-exchange foreign currency (forex) Ponzi scheme (see CFTC Release 5921-10 , October 7, 2010).