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  • Shenzhen Stock Exchange. Market Bulletin 14 October, 2013 - Issue 19

    Date 15/10/2013

    Major Shenzhen Indices made headway last week. Shenzhen Component Index closed at 8738.0 points after gaining 3.1%. SME Index rose 3.6% and closed at 5349.9 points. ChiNext Index closed at 1379.9 points after gaining 4.2%. Total turnover for stocks and funds on SZSE was US$102.8 billion, or a 5.5% increase from the week before.

  • Statement From FINRA Chairman And CEO Richard G. Ketchum On FINRA's Report On Conflicts Of Interest

    Date 15/10/2013

    Today, FINRA published a report on conflicts of interest in the broker-dealer industry to highlight effective conflicts management practices that may go beyond current regulatory requirements and identify potential problem areas. In July 2012, FINRA initiated a dialogue with several large firms to review their conflicts management practices to better understand how the industry identifies and manages conflicts.

  • NZX Acknowledges David Newman

    Date 14/10/2013

    NZX would like to acknowledge the significant contribution that David Newman made to the development of corporate New Zealand, and by extension our capital markets, during his career. David was a significant leader both in New Zealand and internationally, particularly throughout his long service at Infratil.

  • ISDA/IIF/TCH Final Response To The CPSS-IOSCO Consultative Report Recovery Of Financial Market Infrastructures

    Date 14/10/2013

    On October 11, the International Swaps and Derivatives Association (“ISDA”), the Institute of International Finance Inc. (“IIF”) and The Clearing House (“TCH”) (together, the “Associations”) submitted their response to the Committee on Payment and Settlement Systems (CPSS) and International Organization of Securities Commissions (IOSCO) (together, “CPSS-IOSCO”) consultative report, Recovery of financial market infrastructures, issued for comment on 12 August 2013.

  • G20 Data Gaps Initiative Report 2013

    Date 14/10/2013

    At their meeting in Moscow in July 2013, the G-20 Finance Ministers and Central Bank Governors welcomed the continued progress made by the G-20 economies on closing information gaps under the FSB and IMF G-20 Data Gaps Initiative (DGI) as a prerequisite for enhanced policy analysis.

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