News Centre

Canadian Securities Administrators Announces Service Transition Cutover Date For Information Management Services

Date 03/01/2014

The Canadian Securities Administrators (CSA) announced in April 2013 the signing of a new service agreement with CGI Information Systems and Management Consultants Inc. Under the agreement, CGI will assume responsibility for the hosting, operation and maintenance of the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI) and the National Registration Database (NRD).

Dissenting Statement By CFTC Commissioner Scott D. O’Malia - Request For Comment On Application Of Commission Regulations To Swaps Between Non-U.S. Swap Dealers And Non-U.S. Counterparties Involving Personnel Or Agents Of The Non-U.S. Swap Dealers Located In The United States

Date 03/01/2014

If you thought that the Commission’s approach last year regarding cross-border issues resulted in an unsound rulemaking process, the start of 2014 is no better.

U.S. Federal Reserve Chairman Ben S. Bernanke At The Annual Meeting Of The American Economic Association, Philadelphia, Pennsylvania, January 3, 2014 - The Federal Reserve: Looking Back, Looking Forward

Date 03/01/2014

Watch Video 

In less than a month my term as Fed Chairman will end. Needless to say, my tenure has been eventful--for the Federal Reserve, for the country, and for me personally. I thought it appropriate today to reflect on some accomplishments of the past eight years, as well as some uncompleted tasks. I will briefly cover three areas in my remarks: (1) the Federal Reserve's commitment to transparency and accountability, (2) financial stability and financial reform, and (3) monetary policy. I will close by discussing the prospects for the U.S. and global economies.

CFTC Acting Chairman Mark Wetjen Names Joseph Cisewski And Scott Reinhart As Co-Chiefs Of Staff And Co-Chief Operating Officers

Date 03/01/2014

U.S. Commodity Futures Trading Commission (CFTC or Commission) Acting Chairman Mark Wetjen today announced that Joseph Cisewski and Scott Reinhart have been named Co-Chiefs of Staff and Co-Chief Operating Officers.

Program Trading Averaged 24.9 Percent Of NYSE Volume During Dec. 23-27

Date 03/01/2014

The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data compiled from member firms' executed volume from NYSE's orders database. The report includes trading on the NYSE for Dec. 23-27.

CFTC Staff Issues Extension To Time-Limited No-Action Letter On The Applicability Of Transaction-Level Requirements In Certain Cross-Border Situations

Date 03/01/2014

Today, the U.S. Commodity Futures Trading Commission’s (CFTC or Commission) Divisions of Swap Dealer and Intermediary Oversight (DSIO), Clearing and Risk, and Market Oversight (collectively Divisions) issued a time-limited no-action letter that extends relief to swap dealers (SDs) registered with the Commission that are established under the laws of jurisdictions other than the United States (Non-U.S. SDs) from certain transaction-level requirements under the Commodity Exchange Act.

TOM MTF Statistics Week 1 - 31% Market Share

Date 03/01/2014

Click here to download the weekly statistics update of TOM MTF for the first trading week of 2014. 

Enforcement Co-Director George Canellos To Leave SEC

Date 03/01/2014

The Securities and Exchange Commission today announced that George S. Canellos, co-director of its Enforcement Division, will leave the agency later this month after four-and-a-half years of service in senior leadership positions. 

Bombay Bullion Association Plans 5% Stake In MCX

Date 03/01/2014

The Bombay Bullion Association (BBA) has written to the commodities derivatives regulator Forward Markets Commission (FMC), expressing its interest in picking up a stake in the Multi Commodity Exchange (MCX). 

CFTC Approves Request For Comment On Application Of Commission Regulations To U.S. Activities Of Non-U.S. Swap Dealers

Date 03/01/2014

The Commodity Futures Trading Commission (Commission) today approved the issuance of a notice of request for public comment on a staff advisory regarding the applicability of certain Commission regulations to the activity in the United States of registered, non-U.S. swap dealers when entering into swaps with non-U.S. persons.