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  • Tullett Prebon Announces Filing Of SEF Application With CFTC

    Date 26/08/2013

    Tullett Prebon, one of the world's leading interdealer brokers, today announces the filing of its Swap Execution Facility ("SEF") application with the Commodities Futures Trading Commission ("CFTC").

  • HSBC Joins SGX Securities Market As Trading And Clearing Member

    Date 26/08/2013

    Singapore Exchange (SGX) today welcomed The Hongkong and Shanghai Banking Corporation Limited (HSBC) to its securities market as a Clearing Member, and HSBC Securities (Singapore) Pte Limited as a Trading Member.

  • HKEx Welcomes Its First ETF On A CESC Index

    Date 26/08/2013

    Hong Kong Exchanges and Clearing Limited (HKEx) welcomes today’s listing of the ChinaAMC CES China A80 Index Exchange Traded Fund (ETF), the first ETF on an index from China Exchanges Services Company Limited (CESC), HKEx’s joint venture with the Shanghai and Shenzhen stock exchanges.

  • Bursa Malaysia Derivatives Reprimands, Fines And Orders To Strike Off Mojingkin Bin Majimu For Misconducts / Unethical Conducts

    Date 26/08/2013

    Bursa Malaysia Derivatives Berhad (Bursa Malaysia Derivatives) has publicly reprimanded, imposed a fine of RM30,000 and ordered to strike off Mojingkin Bin Majimu (Mojingkin) as a Registered Representative/Registered Person from the Register of Bursa Malaysia Derivatives and Bursa Malaysia Securities Berhad arising from his several misconducts/unethical conducts which involved, amongst others, trading in a discretionary manner for his clients, misuse or misapplication of clients’ funds and dishonest conducts.

  • Hong Kong's Securities and Futures Commission: Market Manipulator Sentenced To Community Service

    Date 26/08/2013

    The Eastern Magistrates’ Court today sentenced Mr Au Wai Lok to 100 hours of community service for market manipulation.

    Au pleaded guilty on 8 August 2013 to six counts of false trading in the shares of Xi’an Haitian Antenna Technologies Limited (Xi’an Haitian) between 10 May 2010 and 31 May 2010 and was ordered to pay the Securities and Futures Commission’s (SFC) investigation costs.