News Centre

HKEx: Stock Exchange Publishes New Statement On Enforcement Of Listing Rules And Implements New Procedures For Disciplinary Action Involving Listing Rules

Date 13/09/2013

The Stock Exchange of Hong Kong Limited (Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEx), published today (Friday) a new statement on its approach to enforcement of its Listing Rules (Enforcement Statement), and implemented new procedures for disciplinary matters involving breaches of the Listing Rules (New Procedures).  The New Procedures will apply to disciplinary proceedings commencing from today. 

UK’s Financial Conduct Authority: AXA Fined And Reviews Investment Sales For Advice Failings

Date 13/09/2013

The Financial Conduct Authority (FCA) has fined AXA Wealth Services Ltd (AXA) £1,802,200 for failing to ensure it gave suitable investment advice to its customers. The failings put a significant number of customers at risk of buying unsuitable products. Many of AXA’s shortcomings only came to light during a review by the FCA.

Malawi Stock Exchange Weekly Trading Report - 13th September, 2013

Date 13/09/2013

Click here to download Malawi Stock Exchange's weekly trading report for the week ending 13th September, 2013.

MCX Weekly Market Report September 06, 2013 - September 12, 2013

Date 13/09/2013

Click here to download MCX's weekly market report.

ESMA: Trade Repository Registration Approval Not Expected Before 7 November, Reporting To Begin February 2014

Date 13/09/2013

The European Securities and Markets Authority (ESMA) has published an updated version of its EMIR implementation timetable.

SGX SICOM Rubber Futures Achieves Record

Date 13/09/2013

Singapore Exchange (SGX) is pleased to announce that its global benchmark SICOM Rubber Futures contracts achieved a new single-day record yesterday.

Twitter Tweets "We’ve Confidentially Submitted An S-1 To The SEC For A Planned IPO"

Date 12/09/2013

A tweet from Twitter today announced "We’ve confidentially submitted an S-1 to the SEC for a planned IPO. This Tweet does not constitute an offer of any securities for sale."

SEC Names Paul Levenson As Director Of Boston Regional Office

Date 12/09/2013

The Securities and Exchange Commission today announced that Paul Levenson has been named director of the Boston Regional Office, where he will oversee enforcement and examinations in the New England region.

Ibovespa - New Methodology

Date 12/09/2013

• Read the Circular Letter about the new methodology for the Bovespa Index.

Statement Of CFTC Chairman Gary Gensler Before The Technology Advisory Committee

Date 12/09/2013

I want to thank all the participants of this Advisory Committee for your participation today. Your advice to us comes to us at a very interesting time in the swaps market.