News Centre

NZX Interim Report 2013

Date 27/09/2013

Please find NZX's Interim Report 2013 attached.

Tokyo Financial Exchange: Revitalization Of Back Delivery Months In Three-month Euroyen Futures

Date 27/09/2013

• TFX has decided to introduce a new Designated Market-Making scheme and Fee Discount Program for three-month Euroyen futures’ back months trading from 30 September 2013.

Tokyo Stock Exchange And Mizuho Securities: Notice Regarding Incidental Final Appeal And Petition For Acceptance Of Incidental Final Appeal

Date 27/09/2013

Today, Tokyo Stock Exchange, Inc. (hereafter "TSE"), a subsidiary of Japan Exchange Group, Inc. (hereafter "JPX"), decided to file an incidental final appeal and the petition for acceptance of the incidental final appeal to the Supreme Court in relation to the appeal court judgment issued by the Tokyo High Court on July 24, 2013 regarding the lawsuit filed by Mizuho Securities Co., Ltd. (hereafter "Mizuho Securities") claiming damages against TSE. 

SGX Wins Industry Endorsement As 2013 “Clearing House Of The Year” And For “Most Innovative New Contract Launch”

Date 27/09/2013

Singapore Exchange (SGX) is pleased to receive industry recognition as the “Clearing House of the Year” and “Most Innovative New Contract Launch” at the Futures and Options World (FOW) Awards for Asia 2013 on 27 September 2013. 

New Zealand's Financial Markets Authority AFA Update: Issue # 15 - Release Of Exposure Draft Of Code Delayed

Date 27/09/2013

The Code Committee for Financial Advisers has announced a short delay for the release of the exposure draft version of the Code of Professional Conduct for Authorised Financial Advisers.

Japan's Financial Services Agency: Publication Of Main Points Of The Financial Monitoring Policy In The Program Year 2013

Date 27/09/2013

The Japan FSA published main points of the Financial Monitoring Policy for the program year 2013.

Hong Kong's Securities And Futures Commission Reprimands And Fines Law Kwan Ming

Date 27/09/2013

The Securities and Futures Commission (SFC) has reprimanded Mr Law Kwan Ming, a licensed representative of UOB Kay Hian (Hong Kong) Limited (UOB), and fined him $50,000 for failing to make and keep a proper record of orders received by mobile phone.   

The 23rd Session Of Follow-Up Training Course For Board Of Secretaries Of Main Board Held By Shenzhen Stock Exchange

Date 27/09/2013

Recently, Shenzhen Stock Exchange (SZSE) held the 23rd session of follow-up training course for board secretaries of the main board by means of remote video. About 470 board secretaries and securities affair representatives from 228 listed companies attended the training, which centered around the theme of Implementation of Differentiated Review Procedures for Mergers and Acquisitions, and Prevention of Insider Trading and Market Speculation. Cases of insider trading and market speculation involved in M&A, the Differentiated Review Procedures for M&A, the Information Disclosure Express Practice, and ex-post interim report auditing were studied. 

ISDA/AFME Response To The EBA’s Second Consultation On Draft RTS For CVA Risk

Date 27/09/2013

This letter contains the response of the International Swaps and Derivatives Association, Inc. (“ISDA”) and the Association for Financial Markets in Europe (“AFME”) to the European Banking Authority’s (“EBA”) Consultation Paper Draft Regulatory Technical Standards (“RTS”) on credit valuation adjustment risk for the determination of a proxy spread and the specification of a limited number of smaller portfolios under Article 383 of Regulation (EU) 575/2013 (Capital Requirements Regulation - CRR). The accompanying response is the result of a thorough industry consultation process involving a wide range of industry representatives. It is reflective of the industry consensus on this topic and aims at being as constructive as possible in seeking a proportionate outcome and additional flexibility.

STOXX Updates Fast Entry Rules

Date 26/09/2013

STOXX Limited, the market-moving provider of innovative, tradable and global index concepts, today announced changes to its fast entry rules in order to better respond to extraordinary market events in a timely and appropriate manner. Changes being announced today are effective immediately and are the result of a review of the methodology and meeting of the STOXX Advisory Board.