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NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date September 30, 2013

Date 10/10/2013

At the end of the settlement date of September 30, 2013, short interest in 2,143 NASDAQ Global MarketSM securities totaled 7,096,278,074 shares compared with 7,061,571,599 shares in 2,127 Global Market issues reported for the prior settlement date of September 13, 2013. The end-of-September short interest represents 4.29 days average daily NASDAQ Global Market share volume for the reporting period, compared with 4.86 days for the prior reporting period.
NYSE MKT Issues Short Interest Report

Date 10/10/2013

NYSE MKT (formerly known as NYSE Amex) today reported short interest as of the close of business on the settlement date of September 30, 2013.
Remarks At The Securities Enforcement Forum, SEC Chair, Mary Jo White, Washington D.C.

Date 09/10/2013

It is a pleasure to be here. The website posting for this event says I am talking about “the most important issues” that you as inside and outside counsel will face.
Statement By Federal Reserve Board Vice Chair Yellen On Her Nomination By President Obama

Date 09/10/2013

Thank you, Mr. President, I am honored and humbled by the faith you have placed in me. If confirmed by the Senate, I pledge to do my utmost to keep that trust and meet the great responsibilities that Congress has entrusted to the Federal Reserve--to promote maximum employment, stable prices, and a strong and stable financial system.
Statement By Federal Reserve Board Chairman Bernanke On The Nomination of Vice Chair Yellen By President Obama

Date 09/10/2013

President Obama has made an outstanding choice in nominating my colleague and friend Janet Yellen to chair the Federal Reserve Board. Janet is exceptionally well qualified for the position, with stellar academic credentials and a strong record as a leader and a policymaker.

Regulatory Oversight Committee Endorses CICI Utility Developed By DTCC And SWIFT As A Globally Accepted Pre-LOU

Date 09/10/2013

The Depository Trust & Clearing Corporation (DTCC) announced today that the CICI Utility, the interim global legal entity identifier (LEI) solution developed in collaboration with SWIFT, has been endorsed by the Regulatory Oversight Committee (ROC) as a pre-Local Operating Unit (LOU).
Joint ISDA/AFME Response To The EBA’s CP On Prudent Valuation Under Article 105(14) Of The CRR

Date 09/10/2013

On October 8, ISDA & AFME submitted their joint response to the European Banking Authority's consultation paper on Prudent Valuation under Article 105(14) of Regulation (EU) 575/2013 (Capital Requirements Regulation - CRR).
Resources For CFTC Employees During Shutdown

Date 09/10/2013

The U.S. Commodity Futures Trading Commission’s (CFTC), Office of the Executive Director today released a list of resources available to CFTC employees due to the lapse in appropriations.
Minutes Of The Federal Open Market Committee, September 17-18, 2013

Date 09/10/2013

The Federal Reserve Board and the Federal Open Market Committee on Wednesday released the attached minutes of the Committee meeting held on September 17-18, 2013.
SEC: Daniel M. Hawke to Step Down As Director Of Philadelphia Office - He Will Continue As Chief Of Market Abuse Unit

Date 09/10/2013

The Securities and Exchange Commission today announced that Daniel M. Hawke, the chief of the Enforcement Division’s Market Abuse Unit, will step down as director of the Philadelphia Regional Office to concentrate his efforts on leading the nationwide unit.