News Centre

CFTC Swaps Report Update

Date 12/02/2024

CFTC's Weekly Swaps Report has been updated, and is now available: http://www.cftc.gov/MarketReports/SwapsReports/index.htm.

MIAX Options Exchange - Experienced A Delay In Sending Clearing Trade Reports To OCC - Resolved

Date 12/02/2024

Please be advised, the MIAX Options Exchange experienced a delay sending clearing trade reports to OCC between 1:25 PM - 1:35 PM. All trades have now been sent to OCC.

CFTC Commissioner Pham To Speak On ARK Invest For Your Innovation Podcast With Cathie Wood

Date 12/02/2024

Nasdaq And The Ministry Of Economy Of Ukraine Sign Collaborative Agreement To Facilitate Entrepreneurism And Capital Formation

Date 12/02/2024

Nasdaq and the Ministry of Economy of Ukraine today announced the signing of a Memorandum of Understanding (MoU) to support Ukraine’s efforts to strengthen its economy and capital markets.

MIAX Exchange Group - Options Exchanges - Have Revoked Self-Help On MEMX Options Exchange

Date 12/02/2024

Please be advised the MIAX Options, MIAX Pearl Options and MIAX Emerald Options Exchanges have revoked self-help on the MEMX Options Exchange as of 10:55 AM Eastern.

New Members Appointed To FINRA Foundation Board - Jonathan Sokobin Named Chair

Date 12/02/2024

New members have been appointed to the Board of Directors of the non-profit FINRA Investor Education Foundation (FINRA Foundation), and Jonathan Sokobin has been named Chair, effective February 12.

MIAX Exchange Group - Holiday Schedule - Presidents Day 2024

Date 12/02/2024

MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Pearl Equities Exchanges will be closed on Monday, February 19, 2024 in observance of Presidents Day.

The EBA Publishes Follow-Up On The Peer Review On The Joint ESAs Guidelines On The Prudential Assessment Of The Acquisition Of Qualifying Holdings

Date 12/02/2024

The European Banking Authority (EBA) today published a follow-up to the EBA 2021 peer review report on the application of the Joint ESAs Guidelines on the prudential assessment of the acquisition of qualifying holdings. The review assesses the adequacy and effectiveness of the actions undertaken by the competent authorities subject to the previous review and finds good progress in remedying the deficiencies identified in 2021.

ISDA Representation Letter On Canadian Business Conduct Rule

Date 12/02/2024

On September 28, 2023, the securities regulatory authorities of Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Prince Edward Island, Newfoundland and Labrador, Nunavut, Northwest Territories and Yukon adopted the final rule (National Instrument (NI) 93-101 Derivatives Business Conduct) to establish a regime for the regulation of business conduct of dealers and advisers operating in over-the-counter derivatives markets. The rule takes effect on September 28, 2024. The final rule can be found here.

Loughborough Lecture: Banking Today - By Andrew Bailey, Governor, Bank Of England - Given At Loughborough Business School, Loughborough University

Date 12/02/2024

Andrew Bailey gives an overview on the state of the banking sector. His speech focuses on the future issues that are important for banks themselves and for broader monetary and financial stability.