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Remarks At SEC Speaks 2024 Division Of Examinations Panel, Richard Best, Director, SEC Division Of Examinations, Washington D.C., April 2, 2024

Date 03/04/2024

Good afternoon, everyone!

I’m Rich Best, the Director of the SEC’s Division of Examinations.
SEC Charges Advisory Firm Senvest Management With Recordkeeping And Other Failures

Date 03/04/2024

The Securities and Exchange Commission today announced charges against registered investment adviser Senvest Management LLC for widespread and longstanding failures to maintain and preserve certain electronic communications. The SEC also charged Senvest with failing to enforce its code of ethics. To settle this matter, Senvest admitted the facts set forth in the Commission’s order, acknowledged that its conduct violated the federal securities laws, and agreed to pay a $6.5 million penalty and to implement improvements to its compliance policies and procedures.

Date 03/04/2024

WHAT:	Chairman Rostin Behnam will discuss global regulatory priorities at ISDA’s 38th Annual General Meeting. A Q&A will follow his remarks.
WHEN:	Tuesday, April 16, 2024 3:50 p.m. – 4:15 p.m. (Tokyo/JT) 2:50 a.m. – 3:15 a.m. (USA/ET)
WHERE:	Grand Hyatt, Tokyo 6 Chome-10-3 Roppongi Minato City, Tokyo, 106-0032, Japan Additional information: ISDA Annual General Meeting

Date 03/04/2024

WHAT:	Commissioner Caroline D. Pham will speak on a panel titled “The New World of Digital Assets” at HSBC’s Global Investment Summit.
WHEN:	Tuesday, April 9, 2024 2:30 p.m. (Hong Kong/GMT+8) 2:30 a.m. (USA/EDT)
WHERE:	Grand Ballroom Level LL Conrad Hong Kong 88 Queensway Hong Kong Additional Information: HSBC Global Investment Summit

TMX Group Consolidated Trading Statistics - March 2024

Date 03/04/2024

TMX Group Limited today announced March 2024 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), including Alpha-X & Alpha DRK, and Montréal Exchange (MX).
CalPERS And Stanford Engineering Collaborate To Train The Next Generation Of Institutional Investors

Date 03/04/2024

CalPERS, the largest pension fund in the United States, and Stanford University School of Engineering today announced the creation of a Long-Term Investing Fellowship Program (LTIF) a collaboration to develop the next generation of institutional investors.

Date 03/04/2024

WHAT:

Chairman Rostin Behnam will participate in an interview at ISDA’s 38th Annual General Meeting.

WHEN:

Wednesday, April 17, 2024
11:05 a.m. (Tokyo/JT)

Tuesday, April 16, 2024
10:05 p.m. (USA/ET)

WHERE:

Grand Hyatt, Tokyo
6 Chome-10-3 Roppongi,
Minato City, Tokyo, 106-0032, Japan

Opening Remarks, Federal Reserve Chair Jerome H. Powell, At The Stanford Business, Government, And Society Forum, Stanford Graduate School Of Business, Stanford, California

Date 03/04/2024

It is a pleasure to be here today. I will begin with the economy and the road ahead for monetary policy before briefly discussing the Federal Reserve's monetary policy independence.
We Will Rock You: [1] The Small But Mighty Office Of The Advocate For Small Business Capital Formation, Stacey Bowers, Director, SEC Office Of The Advocate For Small Business Capital Formation, Washington D.C., April 3, 2024

Date 03/04/2024

Good morning. Thank you to PLI for hosting this event and to the audience who has tuned in to listen! Because I love music, you will hear that theme woven in throughout my remarks, and to repeat what will be a familiar refrain today, I am speaking in my official capacity as the Director of the Office of the Advocate for Small Business Capital Formation, and my remarks do not necessarily reflect the views of the Commission, the Commissioners, or other members of the Commission staff.