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Dissenting Statement In the Matter Of Lynn R. Blodgett And Kevin R. Kyser, CPA, Respondents, SEC Commissioner Luis A. Aguilar

Date 29/08/2014

During my tenure, I have been a strong supporter of the SEC’s Enforcement program. I have advocated for an effective Enforcement program by focusing on individual accountability, effective sanctions that deter and punish egregious misconduct, and policies designed to eradicate recidivism. The importance of a strong and robust Enforcement program cannot be overstated. It is a vital component of an effective capital market on which investors can rely. Much of the agency’s enforcement decisions are to be commended. However, I am obligated to speak out when it appears that the agency falters.
CFTC Charges California Resident Ralph Metters With Forex Fraud - Federal Court Issues Emergency Order Freezing Assets And Protecting Books And Records Of Metters

Date 29/08/2014

The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Manuel L. Real of the U.S. District Court for the Central District of California entered on August 27, 2014 an emergency Order freezing and preserving assets under the control of Defendant Ralph Metters of Los Angeles, California. The court’s Order also prohibits Metters from destroying books and records and grants the CFTC immediate access to the Defendant’s records. Metters has never been registered with the CFTC.
SEC Announces $300,000 Whistleblower Award To Audit And Compliance Professional Who Reported Company’s Wrongdoing - Whistleblower Came To SEC After Reporting Internally And Company Failed To Take Action

Date 29/08/2014

The Securities and Exchange Commission today announced a whistleblower award of more than $300,000 to a company employee who performed audit and compliance functions and reported wrongdoing to the SEC after the company failed to take action when the employee reported it internally.
MNI Indicators: Chicago Business Barometer Rebounds 11.7 Points To 64.3 In August - Inventory Build Highest Since October 2006

Date 29/08/2014

The Chicago Business Barometer surged 11.7 pointsto 64.3 in August, regaining all the lost ground seen in July, and pointing to continued strength in the US economy.
Moscow Exchange: New Free Float Methodology To Come Into Force

Date 29/08/2014

A new version of the Free Float Methodology comes into force on 29 August. It provides for limitation of the free-float coefficient for stocks added to an index for the first time in order to avoid disbalance between the stock"s weight in the index and its liquidity.

Invetsors Awareness Program Organized By Lahore Stock Exchange

Date 29/08/2014

Lahore Stock Exchange Limited is endeavoring to educate investors, students and general public and to create awareness among the investors regarding the capital market and in particular the working of the stock exchanges. In view of significance of the financial sector of the economy, Investor Awareness Programs are being regularly conducted by LSE at various places in the country. In continuations of its efforts, Corporate Communication Department of Lahore Stock Exchange has conducted an awareness session for investors of the region in the Auditorium of the Exchange where a large number of stock investors from different cities participated in the Investors Awareness Program. It is worth to mention that general public lacks knowledge about stock market and even current stock investors are injecting their capital into the stock market on regular basis but are not fully aware of their obligations, rights and responsibilities. Foreseeing the significance of well-educated and well-aware investors in Pakistani Capital Market, the LSE is organizing a series of awareness sessions across the country.
SGX: Introducing The Diversity Action Committee And Its Pioneering Members

Date 29/08/2014

Magnus Böcker, Chairman of the Diversity Action Committee (DAC), today announced the official formation of the Committee and introduction of its members concluding a few months of meticulous search. The DAC is appointed to build up the representation of women directors on boards of companies.
TOM MTF Statistics Week 35, 2014

Date 29/08/2014

Click here to download the weekly statistics update of TOM MTF for week 35, 2014.
Nasdaq OMX Helsinki Imposed A Warning And A Fine To Rautaruukki Corporation For Breaching The Rules Of The Exchange

Date 29/08/2014

The Disciplinary Committee of NASDAQ OMX Helsinki (the “Exchange”) has imposed a public warning and a fine of EUR 100,000 to Rautaruukki Corporation (trading code: RTRKS) due to the breach of the Rules of the Stock Exchange (the “Rules”). In August and September 2013 the company did not provide the Market Surveillance of the Exchange the necessary information required by the the Rules. Furthermore, the company breached the obligation to maintain adequate administrative procedures required by the Rules.
Trade Reporting Made Simple Via TRADExpress - London Metal Exchange Live With LMEwire Phase 2

Date 29/08/2014

Fulfilling new trade reporting regulatory requirements, the London Metal Exchange (LME) has recently launched the second phase of its derivatives reporting service, LMEwire.