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  • Joint Dissenting Statement Concerning Modifications To Previously-Adopted Regulation SBSR, SEC Commissioners Daniel M. Gallagher And Michael S. Piwowar, Feb. 11,

    Date 11/02/2015

    On January 14, 2015, a majority of the Commission adopted Regulation SBSR over our dissents.  These new rules, however, were only made publicly available today.  The reason for this delay is that shortly after the Commission vote, SEC staff discovered that an extensive comment letter related to Regulation SBSR was inadvertently left out of the publicly available comment file.  As result, this letter was neither considered by staff in developing their recommendation, nor published on the SEC’s website for the benefit of the general public.  This comment letter covered a range of key issues in Regulation SBSR, and was submitted by an organization whose membership will be responsible for reporting nearly all security-based swaps subject to reporting under Regulation SBSR.

  • Erozan Kurtas Named Head Of FINRA's New Office Of Advanced Data Analytics

    Date 11/02/2015

    The Financial Industry Regulatory Authority (FINRA) announced today that Erozan Kurtas will join the organization as Head of Advanced Data Analytics and Senior Vice President. Mr. Kurtas, who will report to Chairman and CEO Richard Ketchum and Executive Vice President for Regulatory Operations Susan Axelrod, will start at FINRA on February 23. Mr. Kurtas is currently Assistant Director, Quantitative Analytics Unit, Office of Compliance Inspections and Examinations (OCIE) at the Securities and Exchange Commission (SEC).

  • ICE Futures Europe And ICE Endex Achieve Daily Volume Records In NBP And TTF Natural Gas Futures

    Date 11/02/2015

    Intercontinental Exchange, the leading global network of exchanges and clearing houses, today announced that daily volume records were set in the ICE Futures Europe UK NBP and the ICE Endex Dutch TTF Natural Gas futures contracts on February 10, 2015, with 137,495 (120.9 TWhs) and 48,047 (35.1 TWhs) contracts traded, respectively.

  • SEC Announces Charges Against Atlanta Man Accused Of Insider Trading In Advance Of Tender Offer

    Date 11/02/2015

    The Securities and Exchange Commission today announced charges against an Atlanta resident accused of insider trading in the stock of a technology company by exploiting nonpublic information he learned from the friend of a company executive.

  • Reuters Joins Forces With TIMA To Offer Studio Facilities, Editorial And Logistical Support

    Date 11/02/2015

    Reuters, the world’s largest international multimedia news agency, and TIMA, a global content service provider, today announced a major new global partnership designed to offer location services including studio facilities and logistical support to broadcasters and online media outlets. Reuters-TIMA Location Services combines Reuters unparalleled global editorial content, seen by over a billion people every day, with TIMA’s cutting-edge technology and considerable experience of service delivery for the international media industry.

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