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  • UK Financial Conduct Authority: Statement On Achilles Macris

    Date 12/06/2015

    On 19 May 2015 the Court of Appeal ruled that the FCA should have given Mr Macris the right to make representations on certain matters set out in the final notice issued to JPMorgan Chase Bank N.A (JP Morgan) on 19 September 2013 which related to the ‘London Whale’ trades. Such rights are known as ‘third party rights’. The FCA did not give Mr Macris third party rights because we did not consider that he was identified in the notice. The Court of Appeal decided that Mr Macris was identified.

  • Pacer ETFs Selects BATS Exchange As Listing Destination For Three New ETFs - New ETFs Begin Trading Today On BATS Exchange

    Date 12/06/2015

    BATS Global Markets (BATS), the leading U.S. market for the trading of exchange-traded funds (ETFs), today welcomes a new issuer, Pacer ETFs, to its market with the launch of their three new exchange-traded funds (ETFs).

  • Vienna Stock Exchange: Austrian Day 2015 In Frankfurt In Collaboration With Berenberg

    Date 12/06/2015

    The next destination of this year's road show program is Frankfurt on 16 June 2015. The investor conference for Austrian top companies will be organized jointly with Berenberg for the first time. 

  • Office Of tThe Comptroller Of The Currency Improves Online Access To Corporate Application Information And Comments

    Date 12/06/2015

    The Office of the Comptroller of the Currency (OCC) today announced improved access to information and public comments regarding business combination corporate applications submitted by national banks and federal savings associations.

  • SEC Publishes Request For Public Comment On Exchange-Traded Products

    Date 12/06/2015

    The Securities and Exchange Commission today announced that it is seeking public comment to help inform its review of the listing and trading of new, novel, or complex exchange-traded products (ETPs).  The request for comment addresses key issues that arise when exemptions are sought by a market participant to trade a new ETP or when a securities exchange seeks to establish standards for listing new ETPs.  Due to the expansion of ETP investment strategies in recent years that has led to a significant increase in the number and complexity of these requests, the Commission determined it would be beneficial to receive public input on these issues.

  • EBA Supports The Removal Of The Danish Krone From The ITS On Currencies With Constraints On The Availability Of Liquid Assets

    Date 12/06/2015

    The European Banking Authority (EBA) issued today an Opinion to the European Commission supporting its proposed amendments to the EBA final draft ITS on currencies featuring constraints on the availability of liquid assets. The EBA agrees with removing from its ITS the Danish Krone (DKK) as a currency for which there are insufficient liquid assets and supports the amendments to the recitals that justify why the Norwegian Krone (NOK) still qualifies as a currency with such constraints.

  • Nigerian Stock Exchange Weekly Report For Week Ending 12 June 2015

    Date 12/06/2015

    A turnover of 1.552 billion shares worth N17.532 billion in 17,785 deals were traded this week by investors on the floor of The Exchange in contrast to a total of 1.221 billion shares valued at N16.964 billion that exchanged hands last week in 19,847 deals.

  • Bucharest Stock Exchange New Indices Structure As Of June 22, 2015

    Date 12/06/2015

    Bucharest Stock Exchange (BVB) informs that, in accordance with the Index Committee decisions, the new structure of the BVB indices (the symbols index weight) will become effective as of June 22, 2015. 

  • TOM MTF Statistics Week 24, 2015

    Date 12/06/2015

    Click here to download the weekly statistics update of TOM MTF for week 24, 2015. 

  • Global Legal Entity Identifier Foundation (GLEIF) Appoints Karla Mckenna As Head Of Standards

    Date 12/06/2015

    The Global Legal Entity Identifier Foundation (GLEIF), supporting the global rollout of the legal entity identifier (LEI), today announced the appointment of Karla McKenna as its new Head of Standards with immediate effect. Ms. McKenna, an internationally renowned specialist in the area of financial services standards, is responsible for facilitating the development and implementation of GLEIF standards and leveraging international standards from organizations such as the International Organization for Standardization (ISO) to maximize data quality and the operational integrity of the Global LEI System (GLEIS). As a result, services provided by GLEIF will empower market participants to fully realize the benefits of adopting the LEI.