FTSE Mondo Visione Exchanges Index:
News Centre
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NYSE Group Issues Short Interest Report
Date 28/01/2015
The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of January 15, 2015.
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Nasdaq Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date January 15, 2015
Date 28/01/2015
At the end of the settlement date of January 15, 2015, short interest in 2,266 NASDAQ Global MarketSM securities totaled 7,575,444,687 shares compared with 7,574,329,319 shares in 2,274 Global Market issues reported for the prior settlement date of December 31, 2014. The Mid-January short interest represents 5.38 days average daily NASDAQ Global Market share volume for the reporting period, compared with 3.82 days for the prior reporting period.
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NYSE MKT Issues Short Interest Report
Date 28/01/2015
NYSE MKT (formerly known as NYSE Amex) today reported short interest as of the close of business on the settlement date of January 15, 2015.
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MIAX Options Exchange: Equity Rights Program – Deadline Extension To January 30, 2015 With Closing On February 2, 2015
Date 27/01/2015
The Exchange filed for immediate effectiveness to extend the deadline to submit required documents and payments to the Exchange for prospective participant Members in the equity rights program. Participant Members must have executed the definitive documentation, satisfied the eligibility criteria required of program participants, and tendered the minimum cash investment or prepayment of fees by January 30, 2015, with a closing to occur on February 2, 2015. The Exchange will initiate the measurement period on February 1, 2015, as previously prescribed.
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SEC To Hold Roundtable On Proxy Voting
Date 27/01/2015
The Securities and Exchange Commission today announced that it will host a roundtable on February 19 to explore ways to improve the proxy voting process. The roundtable, which will be held at the SEC’s Washington, D.C. headquarters, will focus on universal proxy ballots and retail participation in the proxy process.
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Signals Key Surveillance And Exam Priorities For Coming Year - IIROC Issues 2014-2015 Consolidated Compliance Report
Date 27/01/2015
The Investment Industry Regulatory Organization of Canada (IIROC) today published its Annual Consolidated Compliance Report outlining its key examination and surveillance priorities for 2015, as well as key compliance findings from 2014.
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Perpetual Corporate Trust Joins Calastone’s Global Transaction Network
Date 27/01/2015
Calastone, the global transaction network for the managed fund industry, is pleased to announce Perpetual Corporate Trust is now live on the global Calastone network.
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Securities Act (Alberta) Investigative Provisions Constitutional
Date 27/01/2015
Court of Queen's Bench Justice C.S. Anderson has ruled that Securities Act (Alberta) provisions allowing the Alberta Securities Commission (ASC) to compel information during a regulatory investigation and provide it to foreign agencies do not violate the Canadian Charter of Rights and Freedoms.
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MIAX Options Exchange: Notice Of A Potential Execution Issue After Early Termination Of A PRIME™ Auction In Limited Circumstances
Date 27/01/2015
Please be advised that MIAX has identified a technical issue related to behavior at the conclusion of the Price Improvement Mechanism (“PRIME™”) auction that has the potential to cause an improper execution following a PRIME™ auction. PRIME™ orders and responses are traded properly in all cases and are not affected by this issue.
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Moscow Exchange: Risk Parameters Change For Non-Principal Futures
Date 27/01/2015
As per p.8 of Principal and non-principal futures listing Methodology (approved by NCC Management Board 29 May 2014) on 01/27/2015, 19-00 (MSK) Xi parameter for non-principal futures were changed:
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