News Centre

The Exchange Exhibits Some Of Its “Game Changing” Smart Solutions: - Dubai Financial Market Actively Participates In The UAE “Innovation Week”

Date 22/11/2015

• His Excellency Essa Kazim: “Innovation is one of the main corporate values that DFM is keen to strengthen amongst its employees so that market participants can realize it when dealing with us”
• DFM organizes six innovation gatherings providing a brain storming opportunity to explore reinforcement of innovation efforts in collaboration with various participants
• DFM’s purposely-built stand enables investors and capital markets employees to get acquainted on exchange’s innovative solutions

FINRA Files Complaint Charging Cantone Research Inc., President Anthony Cantone With Fraud - Alleged Misrepresentations Tied To Christopher Brogdon In Sales Of $8 Million In Promissory Notes

Date 21/11/2015

The Financial Industry Regulatory Authority (FINRA) announced today that it has filed a complaint against Cantone Research Inc. (CRI), of Tinton Falls, NJ, and its President, Anthony J. Cantone (Cantone), charging fraud in connection with the sales and subsequent extensions of more than $8 million of certificates of participation (COP) in five promissory notes. The complaint alleges that, to date, four of the five relevant promissory notes have defaulted, resulting in approximately $6 million in losses to investors. At the same time, CRI and Cantone received fees, commissions and other payments of more than $1 million. Additionally, the complaint charges Christine L. Cantone, CRI's Chief Compliance Officer during the time of the alleged fraudulent misconduct, with failing to supervise Cantone.

Bahamas International Securities Exchange Q3, 2015 Statistical Report - BISX All-Share Index Comparison Q3, 2013 - 2015

Date 21/11/2015

BISX is pleased to announce its BISX All-Share Index and trading statistics for the nine month period ending September 30, 2015 with comparison to the same period of 2014.

CFTC Commitments Of Traders Reports Update

Date 20/11/2015

The current reports for the week of November 17, 2015 are now available.

SEC: Atlanta Businessman Charged In Nursing Home Investment Scheme

Date 20/11/2015

The Securities and Exchange Commission today announced fraud charges and an emergency asset freeze obtained against an Atlanta-based businessman accused of misusing investor funds raised to purchase and renovate senior living facilities.

US Treasury, USTR Announce Intention To Negotiate Covered Agreement With The European Union

Date 20/11/2015

The U.S. Department of the Treasury and the Office of the U.S. Trade Representative (USTR) today announced their intention to begin negotiating a covered agreement with the European Union (EU).  Under the FIO Act, the Secretary of the Treasury, through the Federal Insurance Office (FIO), and USTR are authorized to jointly negotiate a covered agreement with one or more foreign governments, authorities, or regulatory entities. 

Investment Industry Regulatory Organization Of Canada (IIROC) And The Chambre De La Sécurité Financière (CSF) Sign Disciplinary Information-Sharing Agreement In Quebec - Financial Services Regulators Collaborate To Strengthen Investor Protection

Date 20/11/2015

The Investment Industry Regulatory Organization of Canada (IIROC) and the Chambre de la sécurité financière (CSF) yesterday announced an agreement to better co-ordinate and strengthen their efforts to protect Quebec investors.

ICE Endex Announces Results Of European Gas Storage Auction For GasTerra

Date 20/11/2015

Intercontinental Exchange (NYSE: ICE), the leading global network of exchanges and clearing houses, today announced the results of the ICE Endex gas storage auction held on November 18, 2015, on behalf of GasTerra.

Speech By Federal Reserve Governor Jerome H. Powell At the 2015 Roundtable On Treasury Markets And Debt Management: Evolution Of Treasury Market And Its Implications, New York, New York, November 20, 2015, Opening Remarks

Date 20/11/2015

It's been a month since the New York Fed hosted a very successful conference on Treasury market structure, and I'm eager to continue the conversation started there. I thought I'd start by discussing some of the main points I took from the conference. There were certainly different points of view on a variety of issues between broker dealers, proprietary trading firms (PTFs), end users and others, but hearing a range of views was exactly the dynamic we were hoping for.

TOM MTF Statistics Week 47, 2015

Date 20/11/2015

Click here to download the weekly statistics update of TOM MTF for week 47, 2015.