FTSE Mondo Visione Exchanges Index:
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Date 07/03/2011
Nomura Establishes CEO/COO Office, Announces New Management Appointments
Nomura Holdings, Inc. today announced the establishment of a CEO/COO office and a number of new management appointments aimed at further accelerating the firm’s ongoing globalization and enhancing cross-regional collaboration. All organizational changes and management appointments are effective April 1, 2011, subject to the necessary regulatory approvals.
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Date 07/03/2011
STOXX Announces New Composition Of Sustainability, Select Dividend, Style And Grand Prix Indices - Results Of The Review To Be Effective On March 21, 2011
STOXX Limited, the market-moving provider of innovative, substantial and global index concepts, today announced the results of the annual review of the STOXX Select Dividend Index series and the STOXX Global Grand Prix Index; as well as the result of the semi-annual review of the STOXX TMI Growth and STOXX TMI Value indices, its respective large, mid- and small sub-indices and the respective indices for the euro zone. Furthermore, the results of an extraordinary review of the STOXX Sustainability Indices are being announced as Bank Sarasin & Co. Ltd. took over the research and analysis for the indices earlier this year. All changes will be effective on March 21, 2011.
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Date 07/03/2011
Remarks By FINRA Chairman And CEO Rick Ketchum At The FINRA Fixed Income Conference
An audio podcast of this speech is available for download (MP3 44 MB – 36 min. 49 sec.).
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Date 07/03/2011
SEC Adds New Charges Against Connecticut-Based Hedge Fund Manager In Ponzi Scheme
The Securities and Exchange Commission today amended its complaint against a Stamford, Conn.-based investment adviser and its principal, Francisco Illarramendi, to additionally charge them with engaging in a multi-year Ponzi scheme involving hundreds of millions of dollars.
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Date 07/03/2011
TMX Group Welcomes The International Mining Community To Toronto For PDAC 2011
TMX Group is pleased to welcome conference attendees to Toronto to participate in the Prospectors and Developers Association of Canada's (PDAC) International Convention, Trade Show, & Investors Exchange from March 6 – 9, 2011. TMX Group will host and participate in 19 events geared towards the mining industry during the conference, including market openings, seminars, and workshops regarding listing on Toronto Stock Exchange and TSX Venture Exchange.
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Date 07/03/2011
European Parliament: MEPs Crack Down On Sovereign Debt Speculation And Naked Short Selling
A ban on certain trades in sovereign bonds, and requirement that traders settle their uncovered positions by the end of each trading day, were two key outcomes of Monday's Economic Affairs Committee vote on a draft EU regulation on short selling and credit default swaps. MEPs also inserted a requirement that short sale transactions be reported less often, but beefed up the rules to ensure that fines are dissuasive.
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Date 07/03/2011
IntercontinentalExchange Announces Appointment Of Senator Judd A. Gregg To Board Of Directors
IntercontinentalExchange (NYSE: ICE), a leading operator of regulated global futures exchanges, clearing houses and over-the-counter (OTC) markets today announced that former U.S. Senator Judd A. Gregg has joined the IntercontinentalExchange Board of Directors. Gregg's appointment is effective immediately.
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Date 07/03/2011
EU Proposals A Welcome First Step Towards Making Too-Big-To-Fail A Thing Of The Past
European proposals to reduce the probability of financial crises and to manage them if they occur should help level the regulatory playing field with the UK, the British Bankers’ Association said today.
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Date 07/03/2011
H.E. President Abdullah Gul, President Of The Republic Of Turkey, To Ring The Istanbul Stock Exchange Opening Bell With Women Entrepreneurs On International Women’s Day
H.E. Mr. Abdullah GUL, President of the Republic of Turkey, Mr. M. Rifat HISARCIKLIOGLU, President of the Union of Chambers and Commodity Exchanges of Turkey (TOBB), and the members of TOBB Women Entrepreneurs Board will ring the opening bell of the Istanbul Stock Exchange (ISE) on March 8th, on the occasion of International Women’s Day.
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Date 07/03/2011
FINRA Fines Southwest Securities $500,000 For Paying Former Texas Municipal Issuer Officials
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Southwest Securities, Inc. of Dallas $500,000 for using paid consultants to solicit municipal securities business and for violations of other Municipal Securities Rulemaking Board (MSRB) rules.
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