Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

UBS MTF Trading Notice Rulebook Amendment

Date 18/11/2016

In accordance with Rule 4.2 of the UBS MTF Rulebook, UBS MTF are taking the opportunity to issue a Trading Notice to notify you of several material changes to the Rulebook.

The changes refer to several sections of the current Rulebook and were required to reflect important functionality changes (section 6.4), provide information around the suspension or termination of a Member (section 2.4) and the number of trading sessions used by a Participant (section 6.3), and inform all Members of a new Order to Trade Ratio trading rule (Section 6.11).

A mark-up of the Rulebook highlighting the amended sections together with a clean copy of the revised Rulebook are attached with this Trading Notice and are available on the UBS MTF website under www.ubs.com/mtf. An Order to Trade Ratio Guide is published on the UBS MTF website.

All the changes above will apply from Monday 16 January 2017.

UBS MTF Notices and documentation are available at http://ubs.com/mtf.

If you have any queries regarding this notice please contact the UBS MTF Supervisors at +44 20 7568 2052 or ubs_mtf@ubs.com.