Following the ESMA update published on 7 February , UBS MTF would like to inform you of upcoming double volume cap suspension changes.
- Effective from the start of trading on 12 February 2020, the DVC suspension ends for 19 instruments on UBS MTF and therefore these instruments will again be available for trading under the Reference Price Waiver.
- Effective from the start of trading on 13 February 2020:
- a six-month DVC suspension commences for 31 instruments on UBS MTF, which means that they will not be available under the Reference Price Waiver during this period. These capped instruments remain available for trading under the Large in Scale Waiver as well as on our Periodic Auction Order Book, and
- an additional six-month DVC re-suspension, for 6 instruments, will also take effect at the same time.
The UBS MTF daily Stock Universe file, published on our website at https://www.ubs.com/global/en/investment-bank/ib/multilateral-trading-facility/reference-data.html and by SFTP, will be updated to reflect the suspensions and resumptions for trading on each date. A list of the affected instruments is attached to this notice.
