The Securities & Investment Institute (SII) is pleased to announce that at its AGM Alan Yarrow FSI(Hon) was appointed new Chairman and the following four new members are welcomed to the SII Board of Directors:
David Kane, Managing Director, JP Morgan Treasury & Securities
Services
David joined JP Morgan’s heritage Chase Manhattan Bank 22 years ago, with the
past 16 years in Treasury & Securities Services covering a wide range of
senior operations and strategic project roles. He is the Global Custody
Operations Executive, with responsibility for extensive operations in
Bournemouth, Dallas, Mumbai and Bangalore. David is also the location head of JP
Morgan’s International Operations and Technology hub in Bournemouth,
overseeing 5,000 staff who support institutional customers’ activities in
global markets across a wide range of financial services. David is a Chartered
Management Accountant and has a BA in Accountancy.
Tony Stewart-Jones FSI, Chief Compliance Officer, Pricewaterhousecoopers
Tony Stewart-Jones, a law graduate, commenced his banking career with the
NatWest Group in 1982 and subsequently worked for Chase Manhattan until he
joined the London Branch of Commerzbank as Compliance Officer in the late
eighties. Tony pursued his Compliance career at Charterhouse Bank in the early
1990s before joining Samuel Montagu as Head of Compliance in 1994. Having
occupied a variety of senior Compliance roles within HSBC’s Investment Banking
business, Tony joined PwC as Chief Compliance Officer in 2006. He is a Fellow of
the Securities & Investment Institute and a member of the Institute’s
Integrity & Ethics Committee.
Richard Stockdale FSI, Chief Executive, QCo Holdings (also President of
SII India and UAE Country Advisory Board)
Richard spent his entire banking career with LloydsTSB Bank, formerly as Middle
Eastern Regional Head and latterly as CEO of Global Services and as India
Country Head. He has spoken on the subjects of anti money laundering, combating
terrorist financing and corruption at the request of the UN, IMF/World Bank,
Arab Monetary Fund, Swiss Government and UAE Central Bank, et al. He has been an
expert trial witness for the US Dept of Justice and sits on a NYC committee
advising the UN Security Council Monitoring Committee on Terrorist Financing
Sanctions. Since leaving LloydsTSB Richard has established and is a shareholder
and CEO of QCo Holdings Limited, a Washington DC company offering consultancy
and educational services in the above specialist subject areas. Richard is a
Fellow of the SII and of the Chartered Institute of Bankers.
Nick Swales FSI, Executive Director, UBS Wealth Management (UK) (also
President SII North East Regional Committee).
After attaining a degree in Politics and Economics from The University of
Newcastle upon Tyne, Nick started his professional career as a private client
stockbroker with Wise Speke and in 1990, after gaining the SII Diploma, became a
member of the London Stock Exchange. After 12 years with Wise Speke, Nick moved
to Merrill Lynch and then to Laing and Cruickshank in 2002. Following the
takeover of Laing and Cruickshank by UBS in 2004, Nick has been a wealth manager
with the company and currently holds a position at Executive Director level.
Nick is North East President of the SII and a member of its Membership
Committee. He is also Chairman of the Board at the Percy Hedley Foundation a
Charity for Disabled people based in the North East.
Scott Dobbie FSI(Hon), Nigel Challis FSI and Shaun Lacey FSI resigned from the Board.
