The Shanghai Stock Exchange (SSE) recently launched a Regulation Column on its website to publicize the regulation rules and information closely related with market participants.
As the self-regulatory legal person, under the direct administration of the China Securities Regulatory Commission (CSRC), the SSE, in line with the principle of "Lawfulness, Supervision, Self-regulation, Standardization", is dedicated to creating an open, fair and equitable market environment and to protecting the rights and interests of investors by organizing and supervising securities trading according to laws, regulations and self-regulatory rules, to perform its self-regulation duties.
Thanks to its continuous improvement in the self-regulatory supervision system since its establishment, the SSE has formed three supervision systems over the listed companies, members and market trading behaviour. By rational work division and coordinated operation of the SSE's Listed Company Department, Membership Department and Market Surveillance Department, the SSE has effectively assumed the role of a self-regulatory supervisor on securities market. The establishment of the Disciplinary Committee and the Reexamination Committee has enabled the SSE to improve the punishment procedures of self-regulatory supervision, securing the lawful rights and interests of related parties.
In recent years, according to the CSRC's requirement of "prompt report,check and restraint upon discovery", the SSE has, in the spirit of "expanding the scope of self-regulation", reinforced its momentum in the innovation and supervision over securities market, upgrading the overall quality of self-regulation.
"Supervision Column", covering the "Supervision Rules", "Supervision Actions" and "Supervision Cases", will introduce the latest information of market supervision. Facing the rapidly-growing securities market, the SSE will continue to implement constant and effective self-regulation supervision, securing an effective, creditable and competitive securities market.
