“This is an exceptionally talented group of people with a broad range of
experience,” said Ed Forst, SIFMA Co-Chair.
“Their insights and counsel will be invaluable to the organization as we
advance our agenda in 2007.”
“We couldn’t have asked for a better group of representatives to advocate
on behalf of the industry,” said Ellyn McColgan, SIFMA Co-Chair. “Their diverse backgrounds are sure to
provide strong leadership for SIFMA and the industry.”
Directors
nominated for three-year terms concluding in 2009:
- Bernard Beal, CEO, M.R. Beal & Company
- Shigesuke Kashiwagi, CEO, Nomura
Securities International
- Alexandra Lebenthal, President,
Alexandra & James
- Jay Levine, Co-CEO and Co-President, RBS
Greenwich Capital
- Thomas Maheras, CEO of
Global Capital Markets, Citigroup
- Bart McDade, Global Head of Equities, Lehman
Brothers Inc.
- Paul Purcell, President & CEO, Baird Advisors
- John Taft, President & CEO, RBC Dain
Rauscher
- James Weddle, Managing Partner, Edward Jones
- Richard Weil, COO & Managing Director, PIMCO
- Mark Werner, CEO and Head of Global Markets, Bank
of America Securities
Directors
nominated for two-year terms concluding in 2008:
- James Allen, Chairman and CEO, Hilliard Lyons
- Richard Brueckner, CEO,
Pershing LLC
- Niall Cameron, Managing
Director & Global Head of Traded Markets, ABN AMRO
- Deborah Castiglioni, CEO &
Chief Compliance Officer, Cutter & Company Brokerage, Inc.
- Jerry del Missier,
Co-President, Barclays Capital
- Arthur Grant, President, Cadaret Grant & Co.,
Inc.
- Chet Helck, President & COO, Raymond James
and Associates, Inc.
- Noe Hinojosa, President & CEO, Estrada Hinojosa
& Company, Inc.
- Marten Hoekstra, Head of
Wealth Management USA, UBS AG
- Peter Madoff, Senior Managing Director, Bernard L.
Madoff Investment Securities LLC
- Blythe Masters, Global Head
of Currencies and Commodities, J.P. Morgan Chase & Co.
- Ellyn McColgan, President,
Fidelity Brokerage Company
- Craig Overlander, Senior
Managing Director & Co-Head of Global Fixed-Income, Bear, Stearns
& Co. Inc.
- Suzanne Shank, President
& CEO, Siebert Brandford Shank & Co., LLC
Directors
nominated for one-year terms concluding in 2007:
- Tony Ehinger, Head of Global Equities, Credit
Suisse
- Ed Forst, Executive Vice President and Chief
Administrative Officer, Goldman, Sachs & Co.
- John Gidman, Executive Vice President, Loomis,
Sayles & Company, L.P.
- James Gorman, President and COO, Morgan Stanley
- Jialin Liu, Managing Director and Head of Fixed
Income, Morgan Stanley
- Dan Ludeman, President and CEO, Wachovia
Securities, LLC
- Robert McCann, President
of Global Private Client, Merrill Lynch & Co. Inc.
- Mark Medford, President and CEO, FTN Financial
- Ben Plotkin, Chairman and CEO, Ryan, Beck &
Co.
- Seth Waugh, CEO, Deutsche Bank AG
The SIFMA Transitional Committee has also nominated the following slate
of officers for 2007, whom the Board of Directors will elect at its January
2007 meeting:
Co-Chairs
- Ed Forst, Executive Vice President and Chief
Administrative Office, Goldman, Sachs & Co.
- Ellyn McColgan, President,
Fidelity Brokerage Company
Chair-Elect
- Blythe Masters, Global Head
of Currencies and Commodities, J.P. Morgan Chase & Co.
Vice Chair
- Paul Purcell, President and CEO, Baird Advisors
Co-Treasurers
- Richard Brueckner, CEO,
Pershing LLC
- Craig Overlander, Senior
Managing Director & Co-Head of Global Fixed Income, Bear, Stearns
& Co. Inc.
Co-CEO(s)
- Micah Green, Securities Industry and Financial
Markets Association
- Marc Lackritz, Securities
Industry and Financial Markets Association
