NYSE Regulation Monthly Disciplinary Actions For March

NYSE Regulation undertakes disciplinary actions to enforce violations of NYSE, NYSE Arca, and NYSE Amex rules and federal securities laws by member organizations, as well as current and former employees of those organizations.

There is one enforcement action announced this month for NYSE Arca.

Here is the link to the March 2009 announcement page:

http://www.nyse.com/DiscAxn/discAxn_03_2009.html#