NYSE Regulation Announces January Disciplinary Actions Against Three Individuals

This is NYSE Regulation, Inc.'s Disciplinary Actions announcement for January 2008. NYSE Regulation undertakes disciplinary action to enforce violations of NYSE rules and federal securities laws by member organizations, as well as current and former employees of those organizations.

Here is the link to the January 2008 announcements page for NYSE:

http://www.nyse.com/DiscAxn/discAxn_01_2008.html