The Decision, handed down by an NFA Hearing Panel, is a result of an NFA Complaint issued on May 26, 2005, and reflects a settlement offer submitted by Wallstreet and DiCrisci.
The NFA Complaint charged Wallstreet, DiCrisci and Mitchell with making deceptive, misleading and high-pressured sales solicitations, which included false statements, exaggerated profit claims, and inadequate risk disclosures. The Complaint also charged Wall Street and DiCrisci with failing to diligently supervise employees and agents in the conduct of their commodity futures activities.
The complete text of the Complaint and the Decision can be found on NFA's Web site (www.nfa.futures.org).
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