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MIAX Options Exchange Rule Change Notice - FINRA Arbitration Rules

Date 03/06/2015

FINRA has amended Rules 12214 and 12601 of its Code of Arbitration Procedure for Customer Disputes and Rules 12214 and 12601 of its Code of Arbitration Procedure for Industry Disputes.

MIAX Rule 1107 incorporates by reference the rules of FINRA relating to arbitration of disputes.