Effective September 3, 2026, MIAX will amend Rule 1900 of the MIAX Options Exchange, MIAX Emerald Options Exchange, MIAX Sapphire Options Exchange, and MIAX Pearl Options Exchange Rule 3100 to reduce the waiting periods for retaking FINRA qualification examinations to align with FINRA Rule 1210.06.
The required qualification examination retake waiting periods are shortened to 15 days after the first and second failed attempts, and 60 days after the third and all subsequent failed attempts that occur within a two-year period.
Please refer to the following Regulatory Circulars for more information:
- MIAX Options RC 2026-123
- MIAX Pearl Options RC 2026-119
- MIAX Emerald Options RC 2026-91
- MIAX Sapphire Options RC 2026-123
Contact MIAX Trading Operations at TradingOperations@miaxglobal.com or (609) 897-7302 with any questions regarding the proposed changes.
Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.
