MIAX CRD Registrations: ME & FI S-28 Deletions Effective February 8, 2016

Effective Monday, February 8, 2016, MIAX is discontinuing approval of the following two Web CRD registration categories:

• FI - Introducing Broker-Dealer Financial and Operations Principal Examination (Series 28)
• ME - Member

For member firms whose registered persons hold either of these two registrations at MIAX, please submit a partial Form U-5 Uniform Termination Notice on or before February 5, 2016.

Please refer to MIAX Regulatory Circular 2016-05 for further details.