Highlights
- Securities Market
-
The average daily turnover for the first nine months of 2012 was $53,143 million, a decrease of 27 per cent when compared with $73,236 million for the same period last year.
-
The average daily turnover for September was $52,372 million, an increase of 20 per cent when compared with $43,806 million for August.
-
The average daily turnover of RQFII A-share ETFs, which was launched in July this year, was $66 million for September 2012.
- Derivatives Market
- The average daily turnover of futures and options for the first nine months of 2012 was 482,854 contracts, a decrease of 16 per cent when compared with 577,954 contracts for the same period last year.
-
The average daily turnover of equity index options for the first nine months of 2012 was 67,057 contracts, an increase of 3.6 per cent when compared with 64,712 contracts for the same period last year.
-
On 12 September 2012, the open interest of HSCEI Dividend Point Index Futures reached a record high of 73,105 contracts.
-
On 25 September 2012, the turnover and the open interest of H-shares Index Futures reached a record high of 222,384 contracts and 190,052 contracts respectively.
-
On 14 September and 26 September 2012, the turnover and the open interest of H-shares Index Options reached a record high of 67,677 contracts and 702,719 contracts respectively.
-
The average daily turnover and open interest of RMB Currency Futures, which commenced trading on 17 September 2012, was 217 contracts and 1,076 contracts for September 2012.
Listed Securities (Main Board and GEM)
Month-end figures
|
Sep 2012
|
Sep 2011
|
End 2011
|
|
|
No. of listed companies
|
1,533
|
1,467
|
1,496
|
|
Total market capitalisation ($Bil.)
|
19,649
|
16,225
|
17,537
|
|
No. of newly listed companies *
|
0
|
5
|
101
|
|
No. of listed securities
|
6,911
|
7,178
|
6,723
|
|
No. of equity warrants
|
13
|
17
|
15
|
|
No. of derivatives warrants
|
3,903
|
4,778
|
4,027
|
|
No. of CBBC
|
1,104
|
642
|
901
|
|
No. of unit trusts
|
107
|
87
|
88
|
|
No. of debt securities
|
247
|
183
|
192
|
* Includes the number of transfers of listing from GEM to Main Board
Securities Market Turnover (Main Board and GEM)
|
|
Sep 2012
|
Aug 2012
|
% Change
|
|
Monthly turnover ($Mil.) *
|
1,047,442
|
1,007,537
|
4%
|
|
Average daily turnover by value ($Mil.) *
|
52,372
|
43,806
|
20%
|
|
No. of trading days
|
20
|
23
|
-
|
* Turnover value for traded in non-HKD currency securities have been included start from 29 November 2010
Turnover by Type of Securities (Main Board and GEM)
|
|
Sep 2012
($Mil) |
Aug 2012
($Mil) |
% Change
|
|
Equities
|
779,143.92
(74.4%) |
710,119.84
(70.5%) |
9.7%
|
|
Derivative warrants
|
121,232.21
(11.6%) |
128,214.29
(12.7%) |
-5.4%
|
|
CBBC
|
103,355.49
(9.9%) |
129,718.46
(12.9%) |
-20.3%
|
|
Debt securities
|
156.20
(0.0%) (less than 0.1%) |
223.32
(0.0%) (less than 0.1%) |
-30.1%
|
( ) % of market total
Turnover value for traded in non-HKD currency securities have been included start from 29 November 2010
Turnover value for traded in non-HKD currency securities have been included start from 29 November 2010
Mainland Enterprises (Main Board and GEM)
Month-end figures
Month-end figures
|
|
Sep 2012
|
Sep 2011
|
End 2011
|
|
No. of H shares
|
171
|
164
|
168
|
|
No. of Red chips Stocks
|
108
|
103
|
107
|
|
No. of Mainland private enterprises
|
431*
|
353
|
365
|
|
Market capitalisation (% of market total)
|
56.4%
|
54.9%
|
55.5%
|
|
Turnover value (% of equity turnover)
|
67.2%
|
66.6%
|
66.0%
|
* Revised methodology for classification of listed companies took effect from 1 January 2012 (Mainland private enterprises were classified as Non-H Share Mainland Private Enterprises, or NHMPE before revision).
Index Performance
Month-end figures
Month-end figures
|
Sep 2012
|
% Change
over 1 Month |
% Change
over 12 Months |
|
|
S&P/HKEx LargeCap Index
|
24927.48
|
7.1%
|
17.4%
|
|
S&P/HKEx GEM Index
|
348.25
|
-0.9%
|
-21.1%
|
|
Hang Seng Index
|
20840.38
|
7.0%
|
18.5%
|
|
Hang Seng China Enterprises Index#
|
9831.62
|
5.9%
|
10.3%
|
|
Hang Seng China-Affiliated Corporations Index*
|
4081.79
|
7.0%
|
20.4%
|
# - tracks H shares
* - tracks Red chips
* - tracks Red chips
Derivatives Market Turnover
|
|
Average Daily Volume (Contracts)
|
||
|
Sep 2012
|
Aug 2012
|
% Change
|
|
|
Total Futures
|
187,277
|
160,988
|
16.3%
|
|
Hang Seng Index Futures
|
80,939
|
70,633
|
14.6%
|
|
Mini Hang Seng Index Futures
|
31,950
|
31,176
|
2.5%
|
|
H-shares Index Futures
|
66,357
|
51,620
|
28.5%
|
|
Mini H-shares Index Futures
|
5,405
|
4,667
|
15.8%
|
|
HSI Dividend Point Index Futures
|
188
|
283
|
-33.6%
|
|
HSCEI Dividend Point Index Futures
|
1,110
|
1,650
|
-32.7%
|
|
HSI Volatility Index Futures 1
|
4
|
7
|
-42.9%
|
|
IBOVESPA Futures 2
|
0
|
0
|
-
|
|
MICEX Index Futures 3
|
0
|
0
|
-
|
|
Sensex Index Futures 4
|
0
|
0
|
-
|
|
FTSE/JSE Top40 Futures 5
|
0
|
0
|
-
|
|
Stock Futures
|
1,216
|
953
|
27.6%
|
|
3-Month HIBOR Futures
|
0
|
0
|
-
|
|
1-Month HIBOR Futures
|
0
|
0
|
-
|
|
3-Year Exchange Fund Note Futures
|
0
|
0
|
-
|
|
USD/CNH Futures 6
|
217
|
0
|
-
|
|
Gold Futures
|
0
|
0
|
-
|
|
Total Options
|
300,182
|
261,380
|
14.8%
|
|
Hang Seng Index Options
|
39,746
|
30,421
|
30.7%
|
|
Mini Hang Seng Index Options
|
5,225
|
4,491
|
16.3%
|
|
Flexible Hang Seng Index Options
|
10
|
87
|
-88.5%
|
|
H-shares Index Options
|
30,749
|
20,416
|
50.6%
|
|
Flexible H-shares Index Options
|
8
|
61
|
-86.9%
|
|
Stock Options
|
224,444
|
205,904
|
9.0%
|
|
Total Futures and Options
|
487,459
|
422,368
|
15.4%
|
1 Trading in HSI Volatility Index Futures commenced on 20 Feb 2012
2 Trading in IBOVESPA Futures commenced on 30 Mar 2012
3 Trading in MICEX Index Futures commenced on 30 Mar 2012
4 Trading in Sensex Index Futures commenced on 30 Mar 2012
5 Trading in FTSE/JSE Top40 Futures commenced on 30 Mar 2012
6 Trading in USD/CNH Futures commenced on 17 Sep 2012
2 Trading in IBOVESPA Futures commenced on 30 Mar 2012
3 Trading in MICEX Index Futures commenced on 30 Mar 2012
4 Trading in Sensex Index Futures commenced on 30 Mar 2012
5 Trading in FTSE/JSE Top40 Futures commenced on 30 Mar 2012
6 Trading in USD/CNH Futures commenced on 17 Sep 2012
Clearing and Settlement
|
CCASS Statistics (securities market)
|
Sep 2012
|
Aug 2012
|
% Change
|
|
Average daily number of exchange trades handled by CCASS
|
760,470
|
646,258
|
17.67%
|
|
Average daily number of settlement instructions (SIs) settled by CCASS
|
70,681
|
63,688
|
10.98%
|
|
Average daily number of investor SIs (ISIs) settled by CCASS
|
362
|
299
|
21.07%
|
|
Average daily settlement efficiency of CNS stock positions on due day (T+2)
|
99.90
|
99.91
|
N/A
|
|
Shares deposited in the CCASS depository
– % of total issued shares – % of the total market capitalisation |
69.98% 50.71% |
70.16% 50.15% |
N/A N/A |
|
DCASS Statistics (derivatives market)
|
Sep 2012
|
Aug 2012
|
% Change
|
|
Month-end Open Interest (contracts)
|
|||
|
– Equity Index Futures
|
357,089
|
319,142
|
11.9%
|
|
– Stock Futures
|
10,353
|
15,403
|
-32.8%
|
|
– Interest Rates Futures
|
5
|
65
|
-92.3%
|
|
– RMB Currency Futures
|
1,076
|
0
|
-
|
|
– Gold Futures
|
0
|
0
|
-
|
|
– Equity Index Options
|
988,510
|
940,643
|
5.1%
|
|
– Stock Options
|
4,658,740
|
5,937,367
|
-21.5%
|
Year-to-date Statistics
|
Securities Market
|
Sep 2012
YTD |
Sep 2011
YTD |
% Change
|
|
No. of newly listed companies #
|
49
|
69
|
-29%
|
|
Average daily turnover by value ($Mil.) ^
|
53,143
|
73,236
|
-27%
|
|
Average share traded per trading day (Mil. Shares)
|
140,794
|
162,501
|
-13%
|
|
Average no. of trades per trading day
|
765,782
|
878,590
|
-13%
|
|
Fund raised by IPOs ($Mil.)
|
44,652
|
194,372
|
-77%
|
|
Total funds raised (including IPOs) ($Mil.)*
|
195,313
|
362,789
|
-46%
|
|
Derivatives Market
|
Sep 2012
YTD |
Sep 2011
YTD |
% Change
|
|
Average daily volume (contracts)
|
|||
|
– Equity Index Futures
|
189,783
|
202,244
|
-6.2%
|
|
– Stock Futures
|
1,120
|
1,872
|
-40.2%
|
|
– Interest Rates Futures
|
1
|
3
|
-66.7%
|
|
– RMB Currency Futures
|
217
|
0
|
-
|
|
– Gold Futures
|
-
|
20
|
-
|
|
– Equity Index Options
|
67,057
|
64,712
|
3.6%
|
|
– Stock Options
|
224,880
|
309,103
|
-27.2%
|
|
Clearing & Settlement
|
Sep 2012
YTD |
Sep 2011
YTD |
% Change
|
|
Average daily number of exchange trades handled by CCASS
|
765,433
|
877,976
|
-12.82%
|
|
Average daily number of settlement instructions (SIs) settled by CCASS
|
72,051
|
86,117
|
-16.33%
|
|
Average daily number of investor SIs (ISIs) settled by CCASS
|
331
|
510
|
-35.10%
|
# Includes the number of transfers of listing from GEM to Main Board
^ Turnover value for traded in non-HKD currency securities have been included start from 29 November 2010
* Provisional figures only
^ Turnover value for traded in non-HKD currency securities have been included start from 29 November 2010
* Provisional figures only
Historical Records
up to 30 September 2012
up to 30 September 2012
Top 10 Hang Seng Index Closes
|
Rank
|
Date
|
Close
|
|
1
|
2007/10/30
|
31638.22
|
|
2
|
2007/10/29
|
31586.90
|
|
3
|
2007/11/01
|
31492.88
|
|
4
|
2007/10/31
|
31352.58
|
|
5
|
2007/11/02
|
30468.34
|
|
6
|
2007/10/26
|
30405.22
|
|
7
|
2007/10/25
|
29854.49
|
|
8
|
2007/11/07
|
29708.93
|
|
9
|
2007/12/06
|
29558.92
|
|
10
|
2007/10/15
|
29540.78
|
Top 10 Daily Market Turnover
(Main Board and GEM)
(Main Board and GEM)
|
Rank
|
Date
|
Turnover ($)
|
|
1
|
2007/10/03
|
210,505,533,155
|
|
2
|
2007/10/16
|
201,413,369,933
|
|
3
|
2007/10/12
|
195,962,197,177
|
|
4
|
2007/10/30
|
185,681,499,300
|
|
5
|
2007/10/11
|
179,409,273,541
|
|
6
|
2007/10/29
|
178,382,190,802
|
|
7
|
2007/10/15
|
174,984,449,067
|
|
8
|
2007/11/06
|
170,352,755,573
|
|
9
|
2007/10/18
|
169,121,203,305
|
|
10
|
2007/10/25
|
165,926,117,174
|
Top 10 Market Capitalisation
(Main Board and GEM)
(Main Board and GEM)
|
Rank
|
Date
|
Market Capitalisation ($)
|
|
1
|
2007/10/30
|
23,196,977,098,941
|
|
2
|
2007/11/01
|
23,176,749,100,222
|
|
3
|
2007/10/29
|
23,070,544,404,276
|
|
4
|
2007/10/31
|
23,069,877,573,111
|
|
5
|
2007/11/02
|
22,518,847,046,433
|
|
6
|
2011/04/21
|
22,324,252,903,664
|
|
7
|
2010/11/08
|
22,297,367,476,072
|
|
8
|
2007/10/26
|
22,285,176,719,928
|
|
9
|
2011/04/08
|
22,235,055,909,162
|
|
10
|
2007/11/07
|
22,202,420,942,652
|
Record High for Top-10 Derivatives Market Products (Based on Contract Volume)
|
Product
|
Record High Daily Volume
|
Record High Open Interest
|
||
|
|
Contracts
|
Date
|
Contracts
|
Date
|
|
Stock Options
|
805,947
|
2008/03/27
|
9,218,955
|
2011/11/28
|
|
Hang Seng Index Futures
|
235,385
|
2011/08/09
|
198,789
|
2007/06/27
|
|
H-shares Index Futures
|
222,384
|
2012/09/25
|
190,052
|
2012/09/25
|
|
Hang Seng Index Options
|
116,835
|
2011/08/05
|
560,087
|
2012/06/27
|
|
Mini Hang Seng Index Futures
|
86,812
|
2011/08/09
|
21,682
|
2011/06/17
|
|
H-shares Index Options
|
67,677
|
2012/09/14
|
702,719
|
2012/09/26
|
|
Stock Futures
|
27,966
|
2007/03/28
|
26,482
|
2011/08/25
|
|
HSCEI Dividend Point Index Futures
|
20,802
|
2012/05/24
|
73,105
|
2012/09/12
|
|
Mini H-shares Index Futures
|
19,556
|
2011/08/09
|
6,684
|
2012/04/24
|
|
Mini Hang Seng Index Options
|
13,917
|
2012/05/18
|
32,651
|
2012/05/29
|
