Highlights
Securities Market
-
The average daily turnover for the first 11 months of 2016 was $67.2 billion, a decrease of 39 per cent when compared with $109.9 billion for the same period last year.
-
The average daily turnover of CBBCs for the first 11 months of 2016 was $5.7 billion, a decrease of 24 per cent when compared with $7.5 billion for the same period last year.
-
There were 109* newly listed companies for the first 11 months of 2016, a decrease of 4 per cent when compared with 113* for the same period last year.
Derivatives Market
-
The average daily turnover of futures and options for the first 11 months of 2016 was 764,714 contracts, a decrease of 2 per cent when compared with the 783,940 contracts for the same period last year.
-
The average daily turnover of RMB Currency Futures for the first 11 months of 2016 was 2,010 contracts, an increase of 109 per cent when compared with the 964 contracts for the same period last year.
-
HSCEI Dividend Point Index Futures, H-shares Index Options and RMB Currency Futures - USD/CNH Futures reached a record high of open interest of 181,445 contracts (24 November), 3,089,762 contracts (28 November) and 42,257 contracts (30 November) respectively.
-
On 9 and 28 November 2016, the turnover and the open interest of Mini H-shares Index Options reached a record high of 7,404 contracts and 16,714 contracts respectively.
-
On 9 November 2016, the turnover of Mini Hang Seng Index Options reached a record high of 17,771 contracts.
* Includes any transfers of listing from GEM to Main Board
Listed Securities (Main Board and GEM)
Month-end figures
|
|
Nov 2016 |
Nov 2015 |
End 2015 |
|
No. of listed companies |
1,957 |
1,842 |
1,866 |
|
Total market capitalisation ($Bil.) |
25,526.1 |
24,530.1 |
24,683.7 |
|
No. of newly listed companies * |
15 |
13 |
138 |
|
No. of listed securities |
8,929 |
9,650 |
9,015 |
|
No. of equity warrants |
10 |
12 |
13 |
|
No. of derivatives warrants |
3,845 |
5,127 |
4,590 |
|
No. of CBBCs |
2,069 |
1,770 |
1,630 |
|
No. of unit trusts |
165 |
147 |
145 |
|
No. of debt securities |
873 |
744 |
762 |
* Includes the number of transfer of listings from GEM to Main Board
Securities Market Turnover (Main Board and GEM)
|
|
Nov 2016 |
Oct 2016 |
% Change |
|
Monthly turnover ($Mil.) * |
1,488,891 |
1,157,019 |
28.7% |
|
Average daily turnover by value ($Mil.) * |
67,677 |
60,896 |
11.1% |
|
No. of trading days |
22 |
19 |
- |
* Turnover value for securities traded in non-Hong Kong dollar currency have been included
Turnover by Type of Securities (Main Board and GEM)
|
|
Nov 2016 |
Oct 2016 |
% Change |
|
Equities |
1,113,703.39 |
832,833.46 |
33.7% |
|
Derivative warrants |
175,216.52 |
160,848.06 |
8.9% |
|
CBBCs |
107,513.49 |
102,999.32 |
4.4% |
|
Unit Trusts |
88,922.09 |
58,374.03 |
52.3% |
( ) % of market total
Turnover value for securities traded in non-Hong Kong dollar currency have been included
ATS Transactions
The total turnover of automated trading services’ (ATS) transactions for November 2016 was $18,090 million (1.2% of the securities market total turnover).
Mainland Enterprises (Main Board and GEM)
Month-end figures
|
|
Nov 2016 |
Nov 2015 |
End 2015 |
|
No. of H shares |
239 |
220 |
229 |
|
No. of Red chips Stocks |
153 |
145 |
145 |
|
No. of Mainland private enterprises |
602 |
571 |
577 |
|
Market capitalisation (% of market total) |
62.9% |
62.3% |
62.1% |
|
Turnover value (% of equity turnover) |
70.6% |
72.9% |
72.7% |
Index Performance
Month-end figures
|
|
Nov 2016 |
% Change |
% Change |
|
S&P/HKEx LargeCap Index |
28777.87 |
-0.4% |
6.1% |
|
S&P/HKEx GEM Index |
372.86 |
-3.3% |
-23.1% |
|
Hang Seng Index |
22789.77 |
-0.6% |
3.6% |
|
Hang Seng China Enterprises Index# |
9838.06 |
2.9% |
0.5% |
|
Hang Seng China-Affiliated Corporations Index* |
3756.78 |
-0.1% |
-7.2% |
|
CES China 120 Index ^ |
5276.87 |
4.5% |
8.4% |
|
CES China HK Mainland Index + |
5646.51 |
-0.7% |
3.3% |
# - tracks H shares
* - tracks Red chips
^ - tracks 80 Mainland-listed companies and 40 Hong Kong-listed Mainland enterprises
+ - tracks 40 Hong Kong-listed Mainland enterprises
Derivatives Market Turnover
|
|
Average Daily Volume (Contracts) |
||
|
Nov 2016 |
Oct 2016 |
% Change |
|
|
Total Futures |
329,514 |
310,137 |
6.2% |
|
Hang Seng Index Futures |
126,122 |
123,542 |
2.1% |
|
Mini Hang Seng Index Futures |
51,082 |
48,896 |
4.5% |
|
H-shares Index Futures |
127,444 |
115,990 |
9.9% |
|
Mini H-shares Index Futures |
18,858 |
17,468 |
8.0% |
|
HSI Dividend Point Index Futures |
23 |
0 |
- |
|
HSCEI Dividend Point Index Futures |
1,628 |
1,969 |
-17.3% |
|
HSI Volatility Index Futures |
0 |
0 |
- |
|
CES China 120 Index Futures |
1 |
2 |
-50.0% |
|
CES Gaming Top 10 Index Futures |
0 |
0 |
- |
|
Hang Seng Mainland Oil & Gas Index Futures |
0 |
0 |
- |
|
Hang Seng Mainland Banks Index Futures |
0 |
0 |
- |
|
Hang Seng Mainland Healthcare Index Futures |
0 |
0 |
- |
|
Hang Seng Mainland Properties Index Futures |
0 |
0 |
- |
|
Hang Seng IT Hardware Index Futures |
0 |
0 |
- |
|
Hang Seng Software & Services Index Futures |
0 |
0 |
- |
|
IBOVESPA Futures |
0 |
0 |
- |
|
MICEX Index Futures |
0 |
0 |
- |
|
S&P BSE Sensex Index Futures |
0 |
0 |
- |
|
FTSE/JSE Top40 Futures |
0 |
0 |
- |
|
Stock Futures |
696 |
481 |
44.7% |
|
3-Month HIBOR Futures |
0 |
0 |
- |
|
1-Month HIBOR Futures |
0 |
0 |
- |
|
RMB Currency Futures - USD/CNH Futures |
3,535 |
1,699 |
108.1% |
|
RMB Currency Futures - EUR/CNH Futures |
7 |
1 |
600.0% |
|
RMB Currency Futures - JPY/CNH Futures |
0 |
0 |
- |
|
RMB Currency Futures - AUD/CNH Futures |
0 |
0 |
- |
|
RMB Currency Futures - CNH/USD Futures |
40 |
39 |
2.6% |
|
London Aluminium Mini Futures |
6 |
9 |
-33.3% |
|
London Zinc Mini Futures |
22 |
18 |
22.2% |
|
London Copper Mini Futures |
7 |
4 |
75.0% |
|
London Lead Mini Futures |
0 |
0 |
- |
|
London Nickel Mini Futures |
40 |
19 |
110.5% |
|
London Tin Mini Futures |
0 |
0 |
- |
|
Total Options |
455,664 |
383,574 |
18.8% |
|
Hang Seng Index Options |
37,487 |
35,847 |
4.6% |
|
Mini Hang Seng Index Options |
6,743 |
6,701 |
0.6% |
|
Flexible Hang Seng Index Options |
0 |
0 |
- |
|
H-shares Index Options |
85,316 |
72,147 |
18.3% |
|
Mini H-shares Index Options |
2,883 |
1,735 |
66.2% |
|
Flexible H-shares Index Options |
64 |
189 |
-66.1% |
|
Stock Options |
323,171 |
266,955 |
21.1% |
|
Total Futures and Options |
785,177 |
693,711 |
13.2% |
Clearing and Settlement
|
CCASS Statistics (securities market) |
Nov 2016 |
Oct 2016 |
% Change |
|
Average daily number of exchange trades handled by CCASS |
1,107,985 |
1,026,050 |
7.99% |
|
Average daily number of settlement instructions (SIs) settled by CCASS |
81,615 |
82,242 |
-0.76% |
|
Average daily number of investor SIs (ISIs) settled by CCASS |
268 |
261 |
2.68% |
|
Average daily settlement efficiency of CNS stock positions on due day (T+2) |
99.89 |
99.94 |
N/A |
|
Shares deposited in the CCASS depository |
|
|
|
|
DCASS Statistics (derivatives market) |
Nov 2016 |
Oct 2016 |
% Change |
|
Month-end Open Interest (contracts) |
|
|
|
|
– Equity Index Futures |
624,120 |
710,567 |
-12.2% |
|
– Stock Futures |
5,885 |
3,775 |
55.9% |
|
– Interest Rates Futures |
0 |
0 |
- |
|
– RMB Currency Futures |
43,365 |
36,909 |
17.5% |
|
– London Metal Mini Futures |
92 |
233 |
-60.5% |
|
– Equity Index Options |
3,345,169 |
3,111,178 |
7.5% |
|
– Stock Options |
7,246,820 |
6,392,020 |
13.4% |
Year-to-date Statistics
|
Securities Market |
Nov 2016 |
Nov 2015 |
% Change |
|
No. of newly listed companies # |
109 |
113 |
-3.5% |
|
Average daily turnover by value ($Mil.) ^ |
67,194 |
109,928 |
-38.9% |
|
Average share traded per trading day (Mil. Shares) |
188,308 |
220,670 |
-14.7% |
|
Average no. of trades per trading day |
1,086,605 |
1,483,197 |
-26.7% |
|
Fund raised by IPOs ($Mil.) |
178,212 |
219,019 |
-18.6% |
|
Total funds raised (including IPOs) ($Mil.)* |
416,581 |
977,020 |
-57.4% |
|
Derivatives Market |
Nov 2016 |
Nov 2015 |
% Change |
|
Average daily volume (contracts) |
|
|
|
|
– Equity Index Futures |
341,683 |
292,870 |
16.7% |
|
– Stock Futures |
926 |
3,022 |
-69.4% |
|
– Interest Rates Futures |
0 |
0 |
- |
|
– RMB Currency Futures |
2,010 |
964 |
108.5% |
|
– London Metal Mini Futures |
127 |
225 |
-43.6% |
|
– Equity Index Options |
123,078 |
97,042 |
26.8% |
|
– Stock Options |
296,890 |
389,816 |
-23.8% |
|
Clearing & Settlement |
Nov 2016 YTD |
Nov 2015 |
% Change |
|
Average daily number of exchange trades handled by CCASS |
1,085,908 |
1,435,795 |
-24.36% |
|
Average daily number of settlement instructions (SIs) settled by CCASS |
82,800 |
101,868 |
-18.72% |
|
Average daily number of investor SIs (ISIs) settled by CCASS |
276 |
458 |
-39.74% |
# Includes the number of transfer of listings from GEM to Main Board
^ Turnover value for traded in non-HKD currency securities have been included
* Provisional figures only
Historical Records
up to 30 November 2016
Top 10 Hang Seng Index Closes
|
Rank |
Date |
Close |
|
1 |
2007/10/30 |
31638.22 |
|
2 |
2007/10/29 |
31586.90 |
|
3 |
2007/11/01 |
31492.88 |
|
4 |
2007/10/31 |
31352.58 |
|
5 |
2007/11/02 |
30468.34 |
|
6 |
2007/10/26 |
30405.22 |
|
7 |
2007/10/25 |
29854.49 |
|
8 |
2007/11/07 |
29708.93 |
|
9 |
2007/12/06 |
29558.92 |
|
10 |
2007/10/15 |
29540.78 |
Top 10 Daily Market Turnover
(Main Board and GEM)
|
Rank |
Date |
Turnover ($) |
|
1 |
2015/04/09 |
293,910,756,648 |
|
2 |
2015/04/13 |
266,098,632,854 |
|
3 |
2015/04/08 |
252,396,050,844 |
|
4 |
2015/04/14 |
239,903,336,931 |
|
5 |
2015/07/08 |
237,429,139,110 |
|
6 |
2015/04/10 |
222,888,834,174 |
|
7 |
2015/04/15 |
218,018,391,899 |
|
8 |
2015/04/17 |
215,953,404,099 |
|
9 |
2015/07/06 |
214,812,393,078 |
|
10 |
2015/07/09 |
213,825,663,405 |
Top 10 Market Capitalisation
(Main Board and GEM)
|
Rank |
Date |
Market Capitalisation ($) |
|
1 |
2015/05/26 |
31,549,926,214,937 |
|
2 |
2015/05/27 |
31,365,605,931,773 |
|
3 |
2015/05/04 |
31,230,244,838,810 |
|
4 |
2015/04/27 |
31,207,701,541,939 |
|
5 |
2015/04/28 |
31,201,357,832,733 |
|
6 |
2015/04/29 |
31,147,874,933,908 |
|
7 |
2015/05/22 |
31,110,175,634,968 |
|
8 |
2015/05/19 |
31,108,059,908,400 |
|
9 |
2015/06/01 |
31,107,316,498,262 |
|
10 |
2015/04/30 |
30,995,152,430,547 |
Record High for Top-10 Derivatives Market Products (Based on Contract Volume)
|
Product |
Record High Daily Volume |
Record High Open Interest |
||
|
|
Contracts |
Date |
Contracts |
Date |
|
Stock Options |
1,221,324 |
2015/04/13 |
11,159,128 |
2015/05/27 |
|
H-shares Index Futures |
467,559 |
2015/08/26 |
519,817 |
2015/12/29 |
|
Hang Seng Index Futures |
316,855 |
2016/09/27 |
198,789 |
2007/06/27 |
|
H-shares Index Options |
188,957 |
2015/09/04 |
3,089,762 |
2016/11/28 |
|
Mini Hang Seng Index Futures |
141,519 |
2016/06/24 |
21,682 |
2011/06/17 |
|
Hang Seng Index Options |
116,835 |
2011/08/05 |
560,087 |
2012/06/27 |
|
Mini H-shares Index Futures |
74,511 |
2015/07/08 |
16,436 |
2014/12/11 |
|
Stock Futures |
27,966 |
2007/03/28 |
47,050 |
2013/03/27 |
|
HSCEI Dividend Point Index Futures |
25,553 |
2016/01/07 |
181,445 |
2016/11/24 |
|
Mini Hang Seng Index Options |
17,771 |
2016/11/09 |
32,651 |
2012/05/29 |
