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ESMA Publishes Compliance Table For Guidelines On Market Making

Date 19/06/2013

The European Securities and Markets Authority (ESMA) has published a Compliance Table in relation to its Guidelines on Exemption for market making activities and primary market operations under the Short Selling Regulation.  The table indicates which national competent authorities have declared that they comply or intend to comply with the Guidelines and which do not comply. ESMA has also published the explanations provided by those national competent authorities who have indicated their non-compliance.

2013/765 - Guidelines Compliance Table - Exemption for market making activities and primary market operations under Regulation (EU) 236/2012

2013/74 - Guidelines on Exemption for market making activities and primary market operations under the Short Selling Regulation