Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In April 2023, 51 cases of abnormal trading and twelve violation clues were investigated and handled.
Among the 51 cases of abnormal trading, 35 cases were self-trade exceeding frequency limit, 15 cases were frequent cancellation of orders and one case was cancellation of large-amount orders. The above-mentioned clients whose trading activities reached the handling threshold of DCE have been delivered telephone alert through the Members and the self-regulatory measures of restricting the opening of positions for one month have been taken against one client and and one group of accounts with actual control relationship.
In addition, DCE also investigated and handled twelve violation clues, including four cases of transferring funds through matched orders, eight cases of self-trade or negotiated trade affecting contract prices. DCE has conducted investigations against the relevant clients and taken corresponding measures in accordance with DCE rules.
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