Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In October 2022, 49 cases of abnormal trading were investigated and handled.
Among the 49 cases of abnormal trading, 29 cases were self-trade exceeding frequency limit, 18 cases were frequent cancellation of orders and two cases were cancellation of large-amount orders. The above-mentioned clients whose trading activities reached the handling threshold of the Exchange have been delivered telephone alert through the Members, and the self-regulatory measures of restricting the opening of positions for one month have been taken against one group of accounts with actual control relationship.
In addition, DCE also investigated and handled three violation clues, including one case of transferring funds through matched orders, two cases of self-trade or negotiated trade affecting contract prices. DCE has conducted investigations against the relevant clients and taken corresponding measures in accordance with the relevant DCE rules.
