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Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In January 2023, 24 cases of abnormal trading were investigated and handled.
Among the 24 cases of abnormal trading, 15 cases were self-trade exceeding frequency limit, eight cases were frequent cancellation of orders and one case was cancellation of large-amount orders. The above-mentioned clients whose trading activities reached the handling threshold of DCE have been delivered telephone alert through the Members.
In addition, DCE also investigated and handled 13 violation clues, including seven cases of transferring funds through matched orders, six cases of self-trade or negotiated trade affecting contract prices. DCE has conducted investigations against the relevant clients and taken corresponding measures in accordance with the relevant DCE rules.
