To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in November 2025.
CFFEX handled 7 cases of frequent placement and cancellation of orders, involving 7 clients in total. 1 client’s member received reminders via telephone, and 6 clients were suspended the opening of new positions.
CFFEX handled 16 cases of trading limits breaches, and took measures against the 64 clients involved by suspending their opening of new positions.
CFFEX handled 6 cases of clients’ hedging positions exceeding their corresponding matching requirements, and took measures against the 6 clients involved by issuing a verbal reminder, restricting position opening, requesting rectification within a prescribed time period, and requesting reporting, among others.
CFFEX handled 2 cases of rule-breaking clues, taking self-regulatory measures against 1 client by suspending opening of new positions, against 1 member by issuing written admonishment and arranging cautionary interview, and against 2 members by issuing written admonishment in one case; and against 4 clients by suspending opening of new positions in the other case.
