To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in June 2025.
CFFEX handled 8 cases of self-trade, 4 cases of frequent placement and cancellation of orders, and 1 case of aggregate position held through actual control accounts exceeding applicable position limit, involving 12 clients in total. 6 clients were suspended the opening of new positions, and 6 clients’ members received reminders via telephone.
CFFEX handled 11 cases of trading limits breaches, and took measures against the 42 clients involved by suspending their opening of new positions.
CFFEX handled 5 cases of clients’ hedging positions exceeding their corresponding matching requirements, and took measures against the 5 clients involved by requiring the attendance at a cautionary interview, suspending the opening of new positions, requesting rectification within a prescribed time period, and requesting reporting, among others.
CFFEX took self-regulatory measures against 3 clients who failed to truthfully report actual control relationship, and violated relevant position limits and trading limits regulation by suspending their opening of new positions.
