The principal purpose of the roundtable is to discuss the effects of overlapping CFTC/SEC jurisdiction on the managed funds industry. The discussion will include views on how the Commission, other regulators and industry can work together to address duplicative or conflicting regulatory requirements with the aim of reducing barriers to entry, increasing efficiency and reducing the costs of conducting managed funds business.
The agenda for the discussion is available from the Commission's Office of External Affairs at (202) 418-5080. Roundtable participants and members of the public may submit written statements for the public record to the Commission's Office of the Secretariat until September 27, 2002.
Participants will include:
Theresa D. Becks
Chief Financial Officer
Campbell & Company
Arthur F. Bell, Jr.
Arthur F. Bell, Jr. & Associates
Christopher Concannon
Vice President of Business Development
and Associate General Counsel
The Island ECN, Inc.
George E. Crapple
Co-Chairman and Co-Chief Executive Officer
Millburn Ridgefield Corporation
Daniel A. Driscoll
Executive Vice President, Chief Compliance Officer
National Futures Association
Susan C. Ervin, Esq.
Partner
Dechert
John G. Gaine
President
Managed Funds Association
Karen Garnett
Assistant Director
Division of Corporation Finance
Securities and Exchange Commission
Kenneth S. Gerstein
Member
Schulte Roth & Zabel LLP
David Harris
Executive Vice President and General Counsel
Nasdaq Liffe Markets, LLC
Steven B. Olgin
Chief Administrative Officer
MLIM Alternative Strategies LLC
C. Robert Paul
General Counsel
OneChicago
Richard T. Prins
Partner
Skadden Arps Slate Meagher & Flom LLP
Jack Rigney
Member
Seward & Kissel
Paul F. Roye
Director
Division of Investment Management
Securities and Exchange Commission
Marianne K. Smythe
Partner
Wilmer, Cutler & Pickering
David J. Vogel
Executive Vice President
Salomon Smith Barney
Emily M. Zeigler, Esq.
Partner
Willkie Farr & Gallagher
