Global Fintech leader, Broadridge Financial Solutions, Inc., (NYSE: BR), today announced the appointment of industry veteran Lucas Swertloff as Global Head of Custom Policy.
The appointment underscores Broadridge’s new investments in innovating in the Institutional Governance space, focused on custom voting policies and AI-driven data and analytics for Asset Managers, Asset Owners and Wealth Managers.
In this newly created role, Swertloff will lead the creation and execution of custom proxy voting policies, oversee a team of research subject matter experts to provide unbiased data and analytics, and support go-to-market and client engagement strategies tied to Broadridge’s next-generation ProxyEdge platform.
“We are thrilled to welcome Lucas to Broadridge, his deep expertise in policy development and client engagement will enhance our efforts in further democratizing the investor experience,” said Swatika Rajaram, President, Bank and Broker-Dealer Solutions. “His strong understanding of institutional investors’ needs for greater transparency, accurate data and analytics, and efficient workflows, makes him the ideal leader for this role. His appointment strengthens our mission to deliver flexible, independent, data-driven proxy solutions that help clients navigate today’s complex governance landscape with confidence.”
With more than a decade of experience in institutional voting, policy design and client services, Swertloff has a proven track record of building scalable, investor-focused solutions. Swertloff joins Broadridge from Glass Lewis & Co., where he held a range of leadership roles over 12 years, most recently serving as Director of Client Policy.
Swertloff will be based in New York. He started his role at Broadridge on July 7th, 2025.
