Updated MIAX Sapphire Options BD Form U4 Registrations - The New Auto-Registration Date Is September 23, 2024

Newly approved MIAX Sapphire Broker-Dealer firms that also maintain an approved membership in the MIAX Options Exchange will have their firm’s Individual Form U-4 registrations auto-copied in FINRA’s WebCRD from MIAX Options to MIAX Sapphire on September 23, 2024, instead of the previous date of September 16, 2024.

Please refer to MIAX Sapphire RC 2024-48 for more details.

Questions regarding this notice may be directed to Member Services at MembershipCORE@miaxglobal.com or (609) 423-8433.
 
FINRA Firm Gateway registrations and technical questions may be directed to FINRA’s Office of Regulatory Services & Strategy at Orss@finra.org.