CFTC Staff Issues Time-Limited No-Action Letter From Certain Entity-Level Internal Business Conduct Requirements For Certain Swap Dealers And Major Swap Participants Established Under The Laws Of Australia, Canada, The European Union, Japan, And Switzerland

Today, the Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission (CFTC) issued a time-limited no-action letter that provides relief to non-U.S. SDs and non-U.S. MSPs established in Australia, Canada, the European Union, Japan, and Switzerland from compliance with Commission regulations 23.600(c)(2) and 23.608, and, in the case of a non-U.S. SD or non-U.S. MSP established in Switzerland, 23.609.

The letter issued today by the Divisions will expire on March 3, 2014.

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