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Statement On Jury Verdict In Willie Gault/Heart Tronics Case - Andrew Ceresney, Director, SEC Division Of Enforcement, March 18, 2015

Date 18/03/2015

"We are pleased with the jury’s verdict holding Willie Gault accountable for securities law violations. As proved at trial, as CEO of a public company, Willie Gault filed false certifications with the SEC and knowingly circumvented the company’s internal controls."


More Information:

  • The SEC filed its civil complaint in December 2011 (see press release).