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SIX Exchange Regulation is opening an investigation against UBS AG on the grounds of possible breaches of the rules governing ad hoc publicity.
Having completed its preliminary investigation, SIX Exchange Regulation, which is charged by SIX Swiss Exchange Ltd with the monitoring and enforcement of issuer obligations, is now opening an investigation against UBS AG on the grounds of possible breaches of the rules governing ad hoc publicity.
The investigation refers to the publication of the ad hoc releases dated 30 October 2012 («UBS announces strategic acceleration from a position of strength») and 19 December 2012 («UBS Board of Directors authorizes settlements of LIBOR-related claims with US and UK authorities; Swiss regulator to issue order»).
The duration of the investigatory proceedings is not determined. SIX Exchange Regulation will announce the findings. No further information will be provided while the investigatory proceedings are ongoing.
