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SIX Exchange Regulation Initiates Investigation Against Spice Private Equity Ltd

Date 01/04/2022

On 1 April 2022, SIX Exchange Regulation AG (SER) initiated an investigation against Spice Private Equity Ltd due to a potential violation of the rules on ad hoc publicity.

 

A preliminary inquiry revealed that there are sufficient indications of a violation of regulations. For this reason, SER initiated an investigation against Spice Private Equity Ltd on 1 April 2022. The potential violations relate to the rules on ad hoc publicity and are linked to the disclosure of price sensitive facts.

As part of the investigation, SER is examining whether there has been an actual violation of the regulations.

No further details will be communicated with regard to the ongoing proceedings. SER will provide information about the final outcome of the proceedings.