SIX Exchange Regulation AG (SER) has imposed a fine of CHF 12,000 for violations of the regular reporting obligations and Listing Rules.
SER has sanctioned RELIEF THERAPEUTICS Holding AG with a fine of CHF 12,000 within the framework of a sanction notice for violations of the regular reporting obligations and Listing Rules. The sanction notice is legally binding.
RELIEF THERAPEUTICS Holding AG, has contrary to its duty, failed to report in a timely manner newly created securities from conditional capital as well as the publication date of the annual report and also information regarding the annual general meetings 2018 and 2019. The fault in connection with the breach of duty is classified as negligent.