The Board of Directors of SIFMA announced that it has elected several new members to leadership positions on the Board for 2014.The new principal officers include: Jim Rosenthal as Chair, Bill Johnstone as Chair Elect, John Rogers, as Vice Chair; and Bernard Beal as Treasurer.
The following executives were elected as directors of the board with terms concluding in 2016:
|
Valerie Brown |
Cetera Financial Group |
|
Brand Meyer |
Wells Fargo Independent Brokerage Group |
|
George Walker |
Neuberger Berman |
|
James Wallin |
Alliance Bernstein |
The full SIFMA 2013-2014 Board of Directors is comprised of the following executives:
|
Francois O. Barthelemy |
Société Générale |
|
Bernard B. Beal |
M.R. Beal & Company |
|
Rosemary T. Berkery |
UBS Financial Services Inc. |
|
Curt Bradbury, Jr. |
Stephens Inc. |
|
Valerie Brown |
Cetera Financial Group |
|
David L. Brunner |
BNP Paribas Securities Corp. |
|
Daniel Coleman |
KCG |
|
Andrew S. Duff |
Piper Jaffray & Co. |
|
David Findlay |
Nomura Holding America Inc. |
|
Kim Tillotson Fleming |
Hefren-Tillotson, Inc. |
|
Kenneth D. Gibbs |
Jefferies & Company, Inc. |
|
Judd Gregg |
SIFMA |
|
Thomas Hartnett |
Deutsche Bank AG New York |
|
Chet Helck |
Raymond James Financial |
|
Douglas M. Hodge |
PIMCO |
|
Lisa Kidd Hunt |
Charles Schwab & Co. |
|
William A. Johnstone |
Davidson Companies |
|
Edward J. Kelly, III |
Citi |
|
Ronald J. Kruszewski |
Stifel, Nicolaus & Company, Inc. |
|
Michael Lyublinsky |
RBS Securities, Inc. |
|
Blythe Masters |
JPMorgan Chase & Co. |
|
Gerard McGraw |
Fidelity Institutional |
|
Brand Meyer |
Wells Fargo Independent Brokerage Group |
|
Robert J. Moore |
LPL Financial |
|
Timothy P. O'Hara |
Credit Suisse Securities (USA) LLC |
|
Richard B. Payne, Jr. |
U.S. Bancorp |
|
Karen B. Peetz |
BNY Mellon |
|
Paul E. Purcell |
Robert W. Baird & Co. |
|
John F. W. Rogers |
Goldman, Sachs & Co. |
|
Jim Rosenthal |
Morgan Stanley |
|
Timothy C. Scheve |
Janney Montgomery Scott |
|
G. Donald Steel |
Planned Investment Co., Inc. |
|
Joseph E. Sweeney |
Ameriprise Financial, Inc. |
|
John G. Taft |
RBC Wealth Management - U.S. |
|
Keiko Tashiro |
Daiwa Capital Markets America, Inc. |
|
James A. Tricarico, Jr. |
Edwards Jones |
|
George Walker |
Neuberger Berman |
|
James Wallin |
Alliance Bernstein |
|
Bryan T. Weadock |
Bank of America Merrill Lynch |
|
W. Rufus Yates |
BB&T Capital Markets |
