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Shenzhen Stock Exchange To Launch Legal System Promotion Activity For China Legal System Promotion Day

Date 06/12/2011

With the coming of December 4, the 11th China Legal System Promotion Day, Shenzhen Stock Exchange, China Securities Depository & Clearing Corp. Ltd. Shenzhen Branch and Shenzhen Securities Information Co., Ltd. jointly organized an online legal system promotion campaign focusing on the hot topics of “ChiNext board delisting system and investor’s rights protection”. On the morning of December 5, a dedicated legal system promotion team composed of the business experts from the Exchange and Clearing Company and the invited senior lawyers had a two-hour comprehensive communication with the investors through the Investor Online Communication Platform. 420 hot topics were discussed, including the ChiNext delisting system, securities issuance, listing, trading, registration, clearing, as well as the normalized operation of listed companies, information disclosure, acquisition and restructuring, funds and bonds businesses, and the establishment of honesty system.

According to the relevant principal of the Exchange, the Exchange will further enhance the investor’s rights protection in five aspects: 1. Consolidate and improve the legal base for investor’s rights protection by actively participating in the evaluation of the implementation results of the Securities Law. 2. Enhance the overall management on exchange business rules, establish and improve the multi-level business rule system corresponding to the investor’s rights protection. 3. Strictly perform the self-discipline and regulation functions, continuously improve the regulation methods, and launch heavy strike on the illegal and dishonest activities that will damage the market order and the legal rights of investors. 4. Continuously engage in the legal system promotion and training activities to create a legal system beneficial for protecting the investor’s rights. 5. Explore innovative and effective investor education methods to enhance the contractual spirits, risk awareness, reasonable participation and self-protection awareness of the investors.

As pointed out by the principal, the Exchange will continue to organize various legal system promotion and honesty education activities, so as to further improve the investor education, service and protection works.